ADJUDICATION OFFICER DECISION/RECOMMENDATION
Adjudication Reference: ADJ-00006249
Parties:
| Complainant | Respondent |
Anonymised Parties | A Bakery Assistant | A Food Preparation Company |
Representatives | Blazej Nowak | T Smyth & Associates |
Complaint(s):
Act | Complaint/Dispute Reference No. | Date of Receipt |
Complaint seeking adjudication by the Workplace Relations Commission under section 27 of the Organisation of Working Time Act, 1997 |
CA-00008615-001 | 05/12/2016 |
Complaint seeking adjudication by the Workplace Relations Commission under section 27 of the Organisation of Working Time Act, 1997 |
CA-00008615-002 | 05/12/2016 |
Complaint seeking adjudication by the Workplace Relations Commission under section 27 of the Organisation of Working Time Act, 1997 |
CA-00008615-003 | 05/12/2016 |
Complaint seeking adjudication by the Workplace Relations Commission under section 27 of the Organisation of Working Time Act, 1997 |
CA-00008615-004 | 05/12/2016 |
Complaint seeking adjudication by the Workplace Relations Commission under section 27 of the Organisation of Working Time Act, 1997 |
CA-00008615-005 | 05/12/2016 |
Complaint seeking adjudication by the Workplace Relations Commission under section 27 of the Organisation of Working Time Act, 1997 |
CA-00008615-006 | 05/12/2016 |
Complaint seeking adjudication by the Workplace Relations Commission under section 27 of the Organisation of Working Time Act, 1997 |
CA-00008615-007 | 05/12/2016 |
Complaint seeking adjudication by the Workplace Relations Commission under section 27 of the Organisation of Working Time Act, 1997 |
CA-00008615-008 | 05/12/2016 |
Complaint seeking adjudication by the Workplace Relations Commission under section 7 of the Terms of Employment (Information) Act, 1994 |
CA-00008615-009 | 05/12/2016 |
Complaint seeking adjudication by the Workplace Relations Commission under section 7 of the Terms of Employment (Information) Act, 1994 |
CA-00008615-010 | 05/12/2016 |
Complaint seeking adjudication by the Workplace Relations Commission under section 7 of the Terms of Employment (Information) Act, 1994 |
CA-00008615-011 | 05/12/2016 |
Complaint seeking adjudication by the Workplace Relations Commission under section 7 of the Terms of Employment (Information) Act, 1994 |
CA-00008615-012 | 05/12/2016 |
Complaint seeking adjudication by the Workplace Relations Commission under section 7 of the Terms of Employment (Information) Act, 1994 |
CA-00008615-013 | 05/12/2016 |
Complaint seeking adjudication by the Workplace Relations Commission under section 7 of the Terms of Employment (Information) Act, 1994 |
CA-00008615-014 | 05/12/2016 |
Date of Adjudication Hearing: 27/02/2017
Workplace Relations Commission Adjudication Officer: Michael McEntee
Location of Hearing: Room 4.05 Lansdowne House
Procedure:
In accordance with Section 41 of the Workplace Relations Act, 2015 ; Section 27 of the Organisation of Working Time Act, 1997 and Section 7 of the Terms of Employment (Information) Act, 1994 following the referral of the complaint(s)/dispute(s) to me by the Director General, I inquired into the complaint(s)/dispute(s) and gave the parties an opportunity to be heard by me and to present to me any evidence relevant to the complaint(s)/dispute(s).
1: Background:
This Adjudication contains 14 separate complaints. Eight under the Organisation of Working Time Act, 1997 and six under the Terms of Employment (Information) Act, 1994 |
2: Summary of Complainant’s Case:
(1) Organisation of Working Time Act,1997
CA-00008615-001 | Breach of Section 19 Records not provided –Annual Leave not Given as required -. |
CA-00008615-002 | Breach of Section 20 Records not provided –Annual Leave not Given as required |
CA-00008615-003 | Breach of Section 11 Annual Leave not Given as required
|
CA-00008615-004 | Breach of Section 12 – no Daily Breaks |
CA-00008615-005 | Breach of Section 11 – no Daily Rest periods |
CA-00008615-006 | Section 21 & 22 No Public Holidays /August |
CA-00008615-007 | Section 21 & 22 No Public Holidays October |
CA-00008615-008 | Section 14 No Sunday Premium |
(2) Terms of Employment Information Act, 1994
CA-00008615-009 | Section 3(b) No Statement if Writing of Address of employer |
CA-00008615-010 | Section 3(c) No Statement if Writing of /Details of Place of Work |
CA -0 000861 5-011 | Section 3(g) No Statement if Writing of Pay details /method of calculation /reference periods / for National Minimum Wage |
CA-00008615-012 | Section 3(ga) Requests for written statements of the employee’s average hourly rate of pay for the pay reference period specified. |
CA-00008615-013 | Section 4 Employer to sign statements as supplied under Sub Section 1 |
CA-00008615-014 | Statement in Writing of Times of Breaks under Org of WT Act, 1997 |
3: Summary of Respondent’s Case: (Case References as listed above.)
The claims under the Terms of Employment (Information) Act, 1994 are without foundation. A comprehensive contract of employment and handbook were provide to the Complainant. This addresses all his allegations. The Organisation of Working Time Act, 1997 allegations are completely without any specific details (save the two public holiday complaints). The Respondent can only answer non specific complaints with generalised statements of his policy. The Complainant is still an employee and any Annual leave arrears adjustments etc. can be addressed on his return from sick leave. In this context the Respondent has addressed the Public Holiday complaints in recent weeks.
|
4: Findings and Conclusions:
4:1 General Observations on Claims / Burden of Proof Required. The case in hand has fourteen complaints – those under the Terms of Employment (Information) Act, 1994 are clear cut while those under the Organisation of Working Time Act, 1997 are ,save for the two public holidays , generalised and lacking in specific details . The question of the Burden of Proof is a critical consideration. Organisation of Working Time Act claims - CA-00008615-001 to CA-00008615-008 As regards the Organisation of Working Time Act, 1997 DJ - 00001598 provides a very useful summary and I quote from this Adjudication below. In this ADJ the Adjudicator had reference to, in relation, to statutory breaks, to Section 12(1) of the Organisation of Working Time Act 1997 which provides: “12(1) An employer shall not require an employee to work for a period of more than 4 hours and 30 minutes without allowing him or her break of at least 15 minutes. (2) An employer shall not require an employee to work for a period of more than 6 hours without allowing him or her a break of at least 30 minutes; such a break may include the break referred to in subsection (1). (3) The Minister may by regulations provide, as respects a specified class or classes of employee, that the minimum duration of the break to be allowed to such an employee under subsection (2) shall be more than 30 minutes (but not more than 1 hour). (4) A break allowed to an employee at the end of the working day shall not be regarded as satisfying the requirement contained in subsection (1) or (2).” From this it can be generally accepted that although each case will turn on its own facts and the level of autonomy afforded to an employee, ultimately the employer is responsible for ensuring that the provisions of the Organisation of Working Time Act 1997 are complied with Legal precedent would further indicate that how the burden of proof pertaining to such matters is set out can be found in the Labour Court decision of Circus Gerbola Limited -v- El Mostafa Chtabbou MWD 1211, relying on Jakonis Antanas -v- Nolan Transport (2011) 22 ELR 311 as follows: “In Jakonis Antanas v Nolan Transport this Court held as follows in relation to the application of Section 25(4) of the Organisation of Working Time Act 1997, which is similarly worded to Section 22(3) of the Act: - The burden on a Respondent of proving compliance with the Act arises in proceedings in which a complaint of non-compliance is made. It is clear from Section 27(2) of the Act that the jurisdiction of the Rights Commissioner is invoked by an aggrieved worker, or his or her trade union, by presenting a complaint to a Rights Commissioner that his or her employer has contravened a relevant provision of the Act in relation to him or her. The subsection goes on to provide that where a complaint is made the Rights Commissioner shall give the parties an opportunity to be heard and to present to the commissioner any evidence relevant to the complaint. This suggests that the evidential burden is on the claimant to adduce such evidence as is available to support a stateable case of non-compliance with a relevant provision of the Act. It seems to the Court that, as a matter of basic fairness, the claimant should be required to do so with sufficient particularity as to allow the Respondent to know, in broad terms, the nature of the complaint and the case which they are expected to meet. As was pointed out by Lord Devlin in Bratty v Attorney General for Northern Ireland [1963] A.C. 386 an evidential burden is satisfied where the evidence adduced is sufficient to “suggest a reasonable possibility”. Applying the aforesaid test to the instant facts of this case , I am not satisfied that the Complainant has overcome the first low hurdle of providing sufficient evidence to support a stateable case of non-compliance with the relevant Sections of the Act, sufficient to “suggest a reasonable possibility” of non-compliance with the Act. The Respondent, rightly in my view, maintained that without even generalised details he could not defend his case. 4:1(2) Records As regards the provision of records the Respondent is a modern well established business with all required records. The Complainant never made any specific requests other than generalised statements regarding the obligation on the Respondent to provide same. The Respondent Company gave direct evidence to the above point – I found this evidence persuasive. Accordingly I did not feel that the Complainant had adequately established a “stateable” case as regards the Claims quoted. The claim was accordingly not well founded. 4:1(3) Public Holidays and Annual Leave Adjustments The Respondent gave evidence that the Public Holiday issue had been addressed since the lodging of the claim form. This appeared to have been accepted by the Complainant personally at the hearing. Any issues with Annual leave, if any, could be addressed on the Complainants’ return to work. The Complainant had always been afforded his Annual leave. No specific instances of non availability of or refusal of Annual Leave was put forward by the Complainant. The claim was not well founded. 4:1(4) Daily and weekly Breaks The Respondent pointed to his generalised policy statements and gave oral evidence that the Respondent had, as a matter of policy, always compiled with all relevant statutory provisions. This was open to cross examination by the Complainant’s Advisor. No specific details were provided or particular instances of complaint that could have raised an inference of a breach of any of these terms. The claim was not well founded. 4:1(5) Sunday Premiums The Sunday Premium is time plus one tenth. The Respondent gave direct oral evidence that whenever the Complainant was required to work Sundays, which would have been most infrequently, this was paid to him. Specific instances of non payment (for investigation) were not available from the Complainant or his Advisor. I was satisfied with the compliance of the Respondent and the claim was not well founded. 4:1(6) Terms of Employment (Information) Act, 1994 claims CA-00008615-009 - CA -008615-014 The Respondent produced in evidence at the oral hearing a detailed Employee Handbook and copies of all relevant employment documents regarding the Complainant. These were all open to examination and cross examination of the Respondent witness by the Complainant’s Advisor. All documents produced bore the Complainant’s signature to acknowledge receipt of same. From a detailed study of these documents I was satisfied that all the issues referred to in the Complaints listed ( addresses of business, place of work , rates of and methods of remuneration , signature of documents,) had been satisfied to the required extent. The Complaints were not well founded. | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
4:2 Specific Details and Decisions per claim are set out in the table below.(a) Organisation of Working Time Act, 1997
(b) Terms of Employment Information Act, 1994
|
5: Decision:
Section 41 of the Workplace Relations Act 2015 , Section 27 of the Organisation of Working Time Act, 1997 and Section 7 of the Terms of Employment (Information) Act, 1994 requires that I make a decision in relation to the complaint(s)/dispute(s) in accordance with the relevant redress provisions under Schedule 6 of that Act.
CA-00008615-001 |
CA-00008615-006 |
CA-00008615-011 |
CA-00008615-002 |
CA-00008615-007 |
CA-00008615-012 |
CA-00008615-003 |
CA-00008615-008 |
CA-00008615-013 |
CA-00008615-004 |
CA-00008615-009 |
CA-00008615-014 |
CA-00008615-005 |
CA-00008615-010 |
|
I find that the above listed complaints are not well founded and are dismissed for the detailed reasons set out in Section 4 and detailed decision table of this Adjudication above.
Dated: 5th May 2017
Workplace Relations Commission Adjudication Officer: Michael McEntee
Key Words: