ADJUDICATION OFFICER DECISION
Adjudication Reference: ADJ-00000628
Parties:
| Complainant | Respondent |
Parties | An Operator Technician | A Contractor |
Complaint:
Act | Complaint Reference No. | Date of Receipt |
Complaint seeking adjudication by the Workplace Relations Commission under section 77 of the Employment Equality Act, 1998 |
CA-00000913-001 | 17/11/2015 |
Date of Adjudication Hearing: 20th January 2017 and 30th March 2017
Workplace Relations Commission Adjudication Officer: Kevin Baneham
Procedure:
On the 17th November 2015, the complainant referred a complaint to the Workplace Relations Commission pursuant to the Employment Equality Acts. The complaint was initially scheduled for adjudication on the 13th April 2016 and adjourned. For various reasons, the complaint only proceeded to adjudication on the 20th January and the 30th March 2017.
The complainant was represented by Kingsford Solicitors and his wife accompanied him to the adjudication. The respondent was represented by Claire Bruton, BL, instructed by Hayes Solicitors. Two witnesses gave evidence on its behalf: the Operations Manager and the HR advisor. The report also refers to the Training and Standards Supervisor, who was in attendance on the first day of the adjudication but could not attend the second day. The respondent indicated that it was happy to proceed on the second day in his absence.
In accordance with section 79 of the Employment Equality Acts, 1998 – 2015 following the referral of the complaint to me by the Director General of the Workplace Relations Commission, I inquired into the complaint and gave the parties an opportunity to be heard by me and to present to me any evidence relevant to the complaint.
Background:
The complainant was employed by the respondent between the 8th June 2015 to the 8th November 2015, at which time the respondent dismissed him. He claims discriminatory dismissal pursuant to the Employment Equality Acts and on the grounds of his disability, a stammer. The respondent rejects the claim. The complainant’s contract of employment provides that his annual remuneration was €28,600 and provides at appendix A that various night, overtime and distance payments are paid. In the complaint form, the complainant states that his weekly gross pay was €735 per week, gross. |
The evidence of the Speech and Language Therapist:
The Speech and Language Therapist who assessed the complainant for the respondent attended the adjudication pursuant to section 95 of the Employment Equality Acts. She said that she had been in practice for 36 years and specialised in dysfluency disorders. She outlined that she had been asked to make an assessment of the complainant in early 2015 because he had a stammer and because he would have to use a radio etc in work. The description she was given was that that complainant was a rail technician and would have to use radio equipment. She understood that the question was whether speech therapy could help the complainant. While the query had been raised in the context of using the radio, her understanding that the primary aim was to assess whether improvement could be made. She had not written a report of the assessment and she was later asked to draft a report in November 2015.
The Speech and Language Therapist said that she had also looked at other issues arising with the complainant’s communication skills, for example his positive attitude to his stammer. She was asked in the telephone call with the respondent whether the complainant could speak instantly on the radio if an incident arose when the infrastructure was live. She said that the complainant might block. She could not recall the date of the telephone call.
In questioning by the representative of the complainant, the Speech and Language Therapist was asked whether she was asked to carry out the assessment on the grounds of health and safety or whether assumptions regarding health and safety and risk had been made from her assessment of the complainant’s speech; she replied that she was not sure. She was aware that there was a radio issue as this had been mentioned to her. At the forefront of her assessment was whether something could be done in relation to the complainant’s stammer. The Speech and Language Therapist was asked whether her focus had been on remedial steps; she replied that her view of her role was whether something could be done. She advised the complainant to speak to his employer about whether he was to get therapy. There was no mention of the driver training course and no discussion of the complainant’s suitability. The Speech and Language Therapist said that she had not been asked to make an assessment of reasonable accommodation or to give what could be a reasonable accommodation. The Speech and Language Therapist said that she was aware of the issue of the complainant’s dismissal at the time, two months later, she was asked to produce a written report, which was after this complaint was made. The Speech and Language Therapist confirmed that she had initially given a verbal report and she had not been aware of the threat to the complainant’s employment at this time.
In questioning by the representative of the respondent, the Speech and Language Therapist explained that a block occurred when you said a word and this could be a silent block or a voiced block. She would say that the complainant could block for a short time, up to 20 seconds. This could be the first sound of a word. The Speech and Language Therapist said that she was aware of concerns regarding the radio and the health and safety issue was raised subsequently. She outlined that it was not necessarily stressful occasions that caused a person to block and a person’s blocking on devices such as the phone or a radio handset might not be similar. This could depend on a person’s perception. She said that she did not look into the complainant’s use of the phone when stressed. The Speech and Language Therapist said that you could not say when treatment would finish or how long improved fluency would last if it was successful. She outlined that stammer is a motor pattern, so if it proceeds to adulthood, it can be more difficult to treat. The Speech and Language Therapist said that in the phone call with the respondent HR advisor, she was asked whether the stammer was treatable and how long this would take. She could not say how long it would take and whether treatment would be successful. She may have discussed the issue of blocking. The Speech and Language Therapist agreed that she had assessed the complainant’s radio role, in particular where it was an emergency. She said that there could be an issue if there was a requirement for the complainant to speak instantly. The issue had been whether the complainant could do the job at the time of the phone call. Even with prolonged intervention, a person’s stammer was inconsistent. She said that at the time of the initial interview, they had not had the chance to discuss particular words, but the complainant mentioned words beginning with “s” and “ch”. This had been an assessment of approximately one hour. She said that it was possible that if a sound is used more, it becomes less of a barrier. The primary issue of the assessment related to treatment and the use of the radio had been mentioned.
The parties made submissions after the end of the evidence of the Speech and Language Therapist. The complainant submitted that the evidence of the Speech and Language Therapist was that she was not briefed in order to assess the claimant in his role. She was asked to assess the complainant in relation to the management or treatment of his stammer, but this assumed that there was a problem in relation to his speech. A referral should be to enhance understanding and to facilitate integration in the workplace, including the provision of reasonable accommodation. In this case, the nature of the referral was a problem. The report was only produced after the complainant’s dismissal. There was also insufficient information in the report to ground a dismissal. There had been no consideration of reasonable accommodation. In reply, the respondent outlined that the Speech and Language Therapist had said that the complainant had significant block issues and that communication would be an issue. There was no indication of if or when treatment would work. The complainant had also not disputed the difficulties.
Summary of Complainant’s Case:
The complainant outlined that he was interviewed by Operations Manager and the HR advisor, where he told them his life story. He had done the same job in his native country, an EEA state, and had also worked as a taxi driver, a snowboard teacher, a courier and a landscape gardener. He holds the qualification of “machine operator” and had worked in this role on the railways in his native country. He provided evidence of this qualification to the respondent and also provided references. During the interview, they discussed his stammer. He had explained that for him, it is not a problem and he had been able to use a radio in the machine operator role as well as when he was a taxi driver. The complainant explained that as machine operator, he would spend most of his time in the role standing outside of the machine, communicating with the person inside the machine. He had also carried out the role of the person inside the machine. The complainant outlined that after the interview, he completed the pre-employment medical. The issue of his stammer had been discussed.
The complainant outlined that he commenced employment in June 2015 and he initially sat back to observe the operator technicians. He was able to do small jobs, such as to replace oil. He then sat the train driver course, and he had to first do a safety course. He failed one part of the course. The respondent was happy with his performance in the test. It had been a reaction test but a problem arose when he had to explain the emergency. His English had not been so good. The respondent were fine and said he would do better in the second test. The complainant said that he was gone by the time the second test took place.
The Operations Manager and the Training and Standards Supervisor gave feedback. He replied that he was not scared to speak and there was no problem. The complainant never heard from the infrastructure provider that they had problems with him. It was the provider who carried out the test.
In respect of the referral to the Speech and Language Therapist, the complainant said that at this time the respondent had offered him an English language course. He sought to find a teacher, but later realised that the issue was not his proficiency in English. He received a phone call for an appointment with the Speech Clinic, which he thought was about his English. He wanted to improve his English.
The complainant said that on the 30th October 2015, he met with the respondent at a named venue. The Operations Manager and the HR advisor were there for the respondent. They said that there was a safety issue with his stammer and that he could not speak with signal staff. They said that they could not continue with him. The complainant said he was shocked and did not think that this meeting was the end. He told the respondent that he understood their problem with his stammer, but that he was also shocked at letting him go.
In respect of the video and audio clips, the complainant said that this was typical of the interaction when working on the machines, but one could be hours on the track. He said that any time the machine moved, the machine operator would have to communicate with the signalman. Every operator used a piece of paper to record their moves. The complainant said that the safety aspect of the role was important. One had to know whether they were working on an open or closed line. Everyone, including the machine operator, would attend a health and safety briefing.
In cross-examination, it was put to the complainant that he had not disclosed the stammer as a medical condition in the induction form he completed; he replied that he had discussed his stammer in the course of his pre-medical assessment. His stammer was not a problem for the complainant so he did not put the stammer down on the form. He confirmed that he had previously obtained speech therapy and attended a special school between the ages of 8 and 12. He had raised the issue of his stammer at the interview with the respondent. The complainant confirmed that the machine he operated in his native country was operated by four people, with two inside and two outside. It was put to the complainant that in this case, the guard inside the machine did most of the talking; he said that he spoke a lot when he worked outside the machine. The guard spoke with the control room. It was put to the complainant that the respondent was training him to operate a two-person machine and this differed from the machine he operated before; he replied that the work was the same and there were requirements in his native country that led to the four-person machine being used. The complainant accepted that when operating a two-person machine, he would have to step in if something happened to the other operator. It was put to the complainant that he would have difficulties in communicating if he was the only person able to operate the machine; he replied that that this would not be a problem for him. He did not dispute that he had a stammer. It was put to the complainant that his evidence was that he had problems with ‘s’ and ‘ch’ sounds and that he would have to say words such as ‘stop’, ‘sleeper, and ‘signal’; he replied that he had said ‘stop’ sometimes at the beginning of an exercise or when moving to a new section. If he blocked, it would only be for a second or two and he would then be back. It was put to the complainant that this delay was the health and safety issue; he acknowledged that this could be an issue but did not know of any health and safety issue. It was put to the complainant that the respondent’s evidence would be that a second or two would make a difference; he replied that he thought that anything more than one or two seconds could be a problem.
It was put to the complainant that in the first audio clip, there was lots of ongoing speech, where speech was fluid and quick; he agreed with this assessment. The complainant was asked whether a stammer would disrupt the fluidity; he replied that it was important to write down what one would say and then to speak. He had time when the lights were red to write. It was put to the complainant that he needed to be able to communicate on an instantaneous basis; he replied that all operators wrote down the basis of their communication with signalmen and that there was time to do this. He said that he used the radio when working outside to say where the machine should be moved to and did not write down instructions. Writing was only used when speaking with signalmen. The complainant was asked whether writing was a coping mechanism; he replied that writing helped deliver a message verbally. It was put to the complainant that in an emergency, the operator had to repeat back the message given by the control room; he replied that in an emergency, they could use ‘stop’ buttons and that he could answer back on the radio without writing anything down. He accepted that the use of a ‘stop’ button would only stop the machine and would not tell the control room that the machine had stopped. He said that in his four years in the role, he had never had to use an emergency button. An operator could use gestures to communicate when working outside.
It was put to the complainant that the second sound clip was of a pressurised emergency and this posed a problem; he replied that speaking had not been raised with him as an issue, it had been his English. It was put to the complainant that his stammer was put to the complainant at the meetings of the 13th July 2015 and the 12th August 2015; he replied that he had been offered the English course at the July meeting. He could not recall whether the stammer was raised, including at the August meeting. The issue had more been about his English. The stammer had not been raised as a problem and he had been using the radio. It was put to the complainant that his probation had been extended in August 2015; he replied that he knew that the respondent had raised issues and extended his probation. He had not appealed the extension and was told that this was because of his English. It was put to the complainant that he surely knew when the referral to the Speech and Language Therapist was made that the issue was not his English; he said that he knew what a Speech and Language Therapist did, but it could also have been about language. He believed that the referral was about his English. It was put to the complainant that this was implausible as he had attended a Speech and Language Therapist in his youth. The complainant accepted that he was made aware of the respondent’s issues during the course of the consultation with the Speech and Language Therapist. They discussed his role in work and his block. He had explained to the Speech and Language Therapist that while a block causes delay, one could do certain tricks. He had learnt the tricks ten years before that they included going back for a second or using a different word or to use a technique to get round the plosive. The complainant said that the best for him was to take a short break of a second or so. The complainant was asked whether he would have this time in an emergency; he replied that he had the second. It was put to the complainant that changing sounds and words, or having to repeat back could create difficulty. He could not change words in an emergency. The complainant replied that everyone had always understood him and that he rarely changed sounds. He was able to repeat sentences and accepted that he could not substitute words in this situation.
It was put to the complainant that the infrastructure operator had raised concerns about him; he replied that the psychometric test had been a hearing/writing test, where they listened to a recording and wrote out a report. He had met with an employee of the infrastructure operator at the test centre. It was put to the complainant that Operations Manager and Training & Standards Supervisor had raised the infrastructure operator’s concerns in August 2015; he replied that he did not recall these concerns being discussed. It was put to the complainant that at the meeting of the 6th October 2015, the complainant was told that issues with his stammer and the test led to his dismissal. The respondent had referred to the assessment of the Speech and Language Therapist and the fact of the longstanding nature of the complainant’s stammer meant that the respondent could no longer retain him. It was put to the complainant that he had said that he was shocked by the meeting of the 30th October 2015, but this was similar to what had been discussed at the meeting of the 6th October 2015; the complainant said that he had been shocked as everything before had been good. He had received good results from the psychometric test, with the only issue being the communication issue in writing down. He had done well in the reaction tests. He would have got better had he completed the English course. The complainant did not accept that the two October meetings were the same. The stammer had not been a problem for the respondent at the beginning.
The complainant was asked whether he had thought of getting a record of his consultation with the Speech and Language Therapist; he said that he never received a report from the Speech and Language Therapist and did not know of the danger to his employment. As he did not see the report, he did not know what to challenge. It was put to the complainant that he was aware of the contents of the report on the 6th October 2015 as they had been given to him verbally; he replied that the first he knew of a problem was at the termination meeting. He accepted that he had not said much at the meeting of the 30th October 2015. The complainant accepted that he had not disputed the findings of the Speech and Language Therapist at this meeting. He also accepted that he had not provided contradictory evidence since this meeting, but he had not been provided with the report. The complainant accepted that the minutes of the meeting of the 30th October 2015 were correct in that he had been asked for ideas to address the concerns of the respondent. In respect of mitigation following the end of his employment, the complainant said that he had sought work as both a bike mechanic and a landscape gardener, and had worked intermittently in both roles.
In re-direction, the complainant addressed the issue of his bringing representation to the meeting of the 30th October 2015. He had requested to bring a named advisor to the meeting. On the day of the meeting, the advisor was not let into the meeting. The meeting had lasted five minutes at which time the complainant stopped the meeting. The complainant and the two representatives of the respondent were early to the venue of the meeting and they asked to start the meeting early. The complainant stopped the meeting on being told of his termination and the respondent later refused to meet with the advisor. The complainant said that he had never been asked to provide his own medical report.
In further cross-examination, the complainant said that the advisor had spoken to the Operations Manager regarding his attendance at the meeting. It was put to the complainant that the grievance procedure provides only for trade union representatives or colleagues to attend meetings; the complainant said that he was never provided with the grievance procedure. The respondent put it to the complainant that this was not the case. It was put to the complainant that he was happy to proceed with the meeting in the absence of the advisor and that he had not asked to postpone or adjourn the meeting; he replied that he had thought it would only be a few minutes before the advisor joined them and stopped the meeting when the respondent did not wish to speak with the advisor, who tried to speak with them when he arrived.
In closing comments, the complainant referred to the reasons relied on by the respondent in the letter of the 7th October 2015 for the complainant’s dismissal and submitted that the respondent had not advanced evidence to support its assertions. He submitted that there had been an absence of fair procedures and natural justice, including in not facilitating an appeal or in not providing him with a report from the Speech and Language Therapist. He criticised the respondent for using the adjudication to explore whether or not the complainant was capable of carrying out the role of operator technician. The complainant submitted that the respondent had not provided evidence of difficulties it says he encountered while working for the respondent.
In deciding to dismiss the complainant, the respondent had relied on verbal evidence at all stages. The documentation was only produced afterwards. The respondent’s evidence had identified an alternative role in Northern Ireland. The complainant also asserted that the hearing of an equality complaint was not the time to assess the complainant’s ability to do a job. The complainant had sought an appeal and no such appeal was facilitated. The meeting of the 30th October 2015 could not be considered the hearing of an appeal. There had been no discussion with the complainant about the impact of the stammer. There was no evidence of reasonable accommodation being considered. It was submitted that the relevant part of the client Rule Book did not require that an operator technician to be able to drive a machine where a driver becomes sick or unable to drive. The complainant submitted that the EU Directive did not apply to ‘closed’ lines. It was submitted that the respondent had not adduced evidence of any safety critical incidents. There had been positive feedback until the mood changed. The assessment from the client assessment centre had been good except for the comprehension issue. No risk assessment had been made of the complainant and there had only been verbal discussions. It was untrue to say that the complainant had struggled at work and there was no evidence of this. It was submitted that this was an extreme case of disability discrimination and that redress of reinstatement or the maximum penalty should be applied. It was submitted that these events had a large impact on the life and circumstances of the complainant. Losing the role had left the complainant in a precarious position especially as he had done the same role in his native country. The infrastructure provider, and the respondent contractor, were the only show in town. |
Summary of Respondent’s Case:
At the outset of the adjudication, the respondent presented sound and video recordings of work or incidents recorded on the public transport infrastructure network and carried out by employees of the respondent or others on the network.
The respondent outlined that the first sound clip was a typical exchange when a driver sought to move. The driver must obtain permission and there is toing and froing over what is a fluid conversation. The driver must identify themselves by a head code and signal, which gives their physical location. The second sound clip occurred in an emergency where the driver was obliged to give a running commentary of the incident and to update the signal staff. This situation involved an overshoot. Every machine has at least two people and the number ‘2’ person can step in to communicate. In respect of the video clips, this showed a machine operated by one person, who received information from two other people standing on the outside. The person inside the machine is operating the machine according to the instructions of those outside. This required concentration over the 6.2 hours of a shift. The audio recordings related to when the infrastructure was “live” while the video clips related to times when the infrastructure was undergoing maintenance.
The Operations Manager gave evidence. He said that he was Operations Manager for the Irish site. He was responsible for the safe delivery of shifts for the client. He interviewed the complainant and was not initially concerned by his stammer. It was his understanding that the role the complainant did in his native country and the one in Ireland were different, where the two-person machine most often used. They tended to work with one inside and one outside, or one inside and two outside when the machine was moving. The audio and video clips illustrate the communication within the team and with control. A second or two makes a difference, especially in an emergency as messages had to be repeated back. There would be constant communication, for example in the emergency situation where the driver had to give a running commentary.
The Operations Manager said that during training, the complainant would have been observing and not really communicating with others. In respect of the meeting of the 13th July 2015, the Operations Manager said that he did all 1-1 meetings with new employees. He and the complainant discussed his psychometric test results and the feedback given by the manager and colleagues. It was a positive meeting and the reference in the notes to “struggling with comprehension” related to the failed section of the psychometric test. It was obvious that there was a comprehension issue and this was linked to grammar, his English and the stammer. The Operations Manager said he discussed this with his line manager and with HR.
The Operations Manager said that by the time of the 12th August 2015 meeting, they were further down the line and he had obtained more feedback. They had more observations and this identified an inability to communicate fluently. This feedback was given by other operators and trainers. The respondent extended the complainant’s probation and made the referral to the Speech and Language Therapist. In respect of the meeting of the 6th October 2015, this took place after the reference to the Speech and Language Therapist. They discussed the concerns raised by the Speech and Language Therapist and the feedback of clients and colleagues. This feedback related to concerns regarding communication with colleagues. There had not been any incidents, just this feedback brought to his attention. He said that the client commanded some elements of what the respondent did. They raised whether there would be a clear and concise flow of information. The complainant could have been required to drive a machine when no one else was able to drive it. The Operations Manager said that they explained this to the complainant and that they would have to explore these issues. He commented that the email of the 7th October 2015 was a fair reflection of the meeting.
The Operations Manager said that he met with the complainant on the 30th October 2015 and also received a phone call from the advisor. They had arranged to meet the complainant, but as this was an internal matter, there was no role for the advisor. This meeting was not dissimilar to the meeting of the 6th October 2015 and the respondent asked for a suggestion as to how to go forward. He said that the complainant was dismissed because of his inability to communicate freely with colleagues, signalmen and control, including safety critical communication. While one could only assess this in real-life, the Operations Manager said that his view was that the complainant would struggle. He commented that he had supplied the grievance procedure to the complainant.
In cross-examination, it was put to the Operations Manager that if the email of the 7th October 2015 was a fair reflection of the meeting the previous day, he would accept that there was no reference to health and safety or an inability to communicate; he replied that the email refers to the issue of “safety critical communication”. It was put to the Operations Manager that the health and safety concern had only been raised after the complainant’s dismissal. The Operations Manager was asked where it was stipulated that it was a requirement that an operator technician pass the driver test; he replied that the respondent dictated that all operators pass the driver test. On being questioned, the Operations Manager refused to disclose the names of the client staff who raised issues with him about the complainant. He said that they voiced concerns of a safety critical nature. The Operations Manager accepted that the respondent operated four-person machines, but that the requirement was that all operators are able to drive on live infrastructure in possession, and this applied to all machines. He also commented that while control are automatically notified should a large vehicle fail, any issue with a machine needed to be called in. In respect of the notes of the meeting of the 13th July 2015, the Operations Manager said that the situation was positive at this time and no issues raised. They discussed the issue of the complainant’s stammer but this was not included in the report. It was put to the Operations Manager that the meeting and subsequent letter of the 12th August 2015 referred to communication and the English language; he replied that the respondent procured help from a Speech and Language Therapist because of its concerns.
The Operations Manager was asked what alternative roles the respondent had considered; he replied that the respondent had looked at alternative roles, but there were no such roles. There was no separate operator position and all operator technicians were qualified drivers. In respect of reasonable accommodation, the Operations Manager said that they looked at a particular position in a named depot but there was a general operative there for the role. The Operations Manager was asked whether the complainant could have continued as an operator without the driver qualification, where he could work on four-person machines; he replied that the ability to communicate was always a part of the role, including when working on four-person machines. He confirmed that there was no available depot role. He said that the consultation had been verbal between his line manager and HR. The respondent had also asked the complainant for suggestions as to how to move forward. The Operations Manager was asked about his concerns regarding the complainant’s day-to-day communications; he said that he had relied on feedback and had also met the complainant a few times. The Operations Manager had not seen the complainant working on sites, as he was then observing work. In respect of the meeting of the 30th October 2015, the Operations Manager said that as the advisor was coming, he presumed that the complainant was consulting with the advisor.
In re-direction, the Operations Manager said that 70% of the machines the respondent used were two-person machines. There was also no suggestion from the complainant that a role be created for him.
The Operations Manager gave further evidence on the second day of the adjudication as new issues arose in the evidence of HR advisor. In respect of the person who was retained in October 2016 after failing the psychometric test, the Operations Manager said that the respondent had carried out a business review at this stage as there had been a change in a contract. This person filled an operator role and held the same safety critical communication roles. It was operator technicians who went through additional training. An operator, however, may also need to step in to fill in for the colleague. He said that more than 70% of machines were two-person machines and it was rare for other machines to be used.
In cross-examination on the second day, the Operations Manager stated that the operator must be in a position to operate a machine. He was asked how the operator could drive the machine without a driver qualification; the Operations Manager said that the operator did not need to have a driving qualification and could only work on three or four-person machines. The person was not assigned to two-person machines, but he might have to step in to drive. It was put to the Operations Manager that this showed that the driver qualification was not necessary for the role. It was put to the Operations Manager that the respondent should have considered assigning the complainant to only work on three or four-person machines. He confirmed that certain large machines operated full-time and stated that these roles required constant communication. He stated that the EU Directive did not apply to the person recruited to the operator role in 2016 as he held a different function. He stated that this role was created following a business review and that he was with two or three other drivers at all times. This person has never driven the machine.
In further cross-examination, the Operations Manager said that a risk assessment was carried out on all machines. Asked whether the complainant was put through a risk assessment, he replied that there had been a management discussion and they carried out the assessment. They covered all the concerns. It was put to the Operations Manager that it was unusual to rely on such verbal reports and assessments; he did not agree and that they often did such verbal risk assessments. The Operations Manager said it was possible that all the comments from colleagues and all assessments in this case had been verbal.
In re-direction, the Operations Manager explained that the changing business needs were obtaining a contract in Northern Ireland and the extra workload required three more machines. He agreed that this occurred nine months after the end of the complainant’s employment and took place in the summer of 2016.
The HR advisor gave evidence. She said that she commenced in the role in January 2014 and she had been involved in the recruitment of the complainant. She had interviewed the complainant and the issue of his stammer had been flagged by the Operations Manager as a matter of concern. They took the stammer on board and had regard to his experience in the area. The email of the 12th August 2015 extended the complainant’s probation and this was because of the communication issues. There followed a meeting between the Operations Manager and the Training & Standards Supervisor at which the concerns raised by other colleagues were discussed. The respondent had concerns regarding safety critical issues and they understood from the Operations Manager that there was the need to be able to communicate swiftly and quickly and to be able to make continuous communication on a radio. The respondent arranged the referral to the Speech and Language Therapist and had two concerns: English language and the stammer. They were separate enquiries. The Speech and Language Therapist said she would assess the complainant and advise regarding possible treatment. Prior to the assessment, she had explained the nature of the role to the Speech and Language Therapist, including that it involved using radio equipment. The HR advisor received a verbal report from the Speech and Language Therapist to say that the stammer was longstanding and since childhood. She was told that it would take time to address and advised that the Therapist could provide a number of sessions. The HR advisor said that this was not pursued as there would not be longevity in the role. She had not been given any indication of when the complainant’s speech would improve and it would take time. The safety critical nature of the role would have factored into the psychometric assessment. She had spoken with the Speech and Language Therapist within a day of her assessment and had raised these issues with the complainant within a week.
In respect of the meeting of the 6th October 2015, the HR advisor said that they had explained to the complainant the safety critical nature of the role and that being able to use the radio was essential. They explained to the complainant that they had received the report from the Speech and Language Therapist. They said that colleagues had raised issues regarding dangers. The complainant had never provided a rebuttal to the report of the Speech and Language Therapist. The HR advisor said that the respondent had not offered the complainant alternatives to the role, and nor had it expected the complainant to provide such alternatives. The respondent had looked at alternative roles, such as that of a fitter, but the complainant did not have the required skills. The complainant had asked that someone accompany him to the meeting of the 30th October 2015, but she was not aware of any external representative joining them. They had asked the complainant whether he was ready to start the meeting and he was. They went over what had been said in the earlier meeting of the 6th October 2015 and that there was a lack of alternatives. They asked the complainant whether he had alternatives to put forward, and he had none. It was a short meeting as the complainant did not advance any alternatives.
In cross-examination, the HR advisor was asked about her comments that colleagues had raised the issue of being “endangered”; she replied that these colleagues had stated this to their supervisors, including the Operations Manager and the Training & Standards Supervisor. The colleagues had said they would be uncomfortable with someone with such communication issues during an incident. The HR advisor did not know how many complaints there had been from colleagues. The Operations Manager and the Training & Standards Supervisor had referred to several complaints and they had raised concerns on safety grounds in the event of an incident. It was put to the HR advisor that the complainant had worked out his notice and had not been placed on garden leave; she replied that in this time, the complainant’s duties had been adapted so that he would not place any colleague in danger. The HR advisor was asked whether there had been a risk assessment, she replied that the complainant had been in training and the assessment had been carried out. The HR advisor was asked whether she had seen this as an equality issue; she replied that this was a safety issue and the respondent had approached the Speech and Language Therapist to explore the long-term sustainability of the role. She said that she had received an immediate verbal report from the Speech and Language Therapist and she contacted the complainant to say that they were reviewing his role following the assessment. It was put to the HR advisor that the complainant should have seen the report; she replied that in discussions with the management team, the report of the Speech and Language Therapist showed that there would not be longevity in the complainant’s position.
The HR advisor was asked about the assessment made of the complainant’s use of the radio and the statement by the Operations Manager that he had observed the complainant in training; she replied that she did not know what assessment had been made and that the training programme required the complainant to use radios and handsets. The HR advisor was asked whether the alternative roles were the only reasonable accommodation considered; she replied that they had looked at other roles, including the fitter role. They were not happy for the complainant to continue in the current position because of the safety critical nature of the role. The HR advisor was asked what specific modifications to the role had been considered; she replied that the criteria for the role are stated in the job profile and this includes the communication aspect. She stated that there were no operator technicians who did not have the driver qualification. It was put to the HR advisor that a named person had failed the psychometric test but retained as an operator; she replied that this person was an operator. The respondent had reviewed the situation in August 2016 and in the circumstances, created the operator role. This person uses the radio. There had been no business requirement to create a separate operator role at the time of the complainant’s dismissal. It was put to the HR advisor that the complainant had been denied the opportunity to appeal the dismissal, as sought in the letter of the 6th November 2015. She did not accept this and said that she did not have their response to hand. The complainant was sent the grievance policy.
In re-direction, the HR advisor commented on the operator and operator technician roles and said that the operator role had been created as a once-off and to meet business needs. The person had not met the technical requirements and is still required to use both a handset and a radio. Commenting on the purpose of the meeting of the 30th October 2015, the HR advisor said that this could be considered an appeal to look again at the issues discussed on the 6th October 2015. The complainant had not put forward any reasonable accommodation, alternatives or medical reports for the respondent to consider. She agreed that the letter of the 7th October 2015 makes reference to the report from the Speech and Language Therapist and the complainant had not provided any medical evidence to dispute what was stated in the letter. While the report from the Speech and Language Therapist had been verbal, the HR advisor had recorded the points made in the report. The key thing arising from the report was the length of time it would take to address the issue.
In closing comments, the respondent said that it was not accurate to describe this as an extreme case. The respondent had medical evidence before it and obtained the expertise of the Speech and Language Therapist, including the verbal report. Because the stammer was longstanding, the Speech and Language Therapist could not say when the complainant would not experience issues with communication. The complainant could block for between a quarter of a second to 20 seconds. The Speech and Therapist said that the complainant would not be able to communicate in an instant when blocked. ‘S’ sounds were an issue and they are common in the work undertaken by the respondent.
It was further submitted that there was no evidence presented by the complainant to contradict the findings of the Speech and Language Therapist. It was striking that there was no medical evidence provided by the complainant. He also offered no alternatives of reasonable accommodation. The respondent went beyond the obligations imposed on it by section 16 of the Employment Equality Act by seeking alternative roles for the complainant. Section 16(3) of the Act does not require that an employer find an alternative role. In respect of re-instatement, the respondent submitted that the redress sought in the Nano Nagle case had been re-instatement and this had not been awarded by the Labour Court.
The respondent submitted that the video and sound recordings showed the level of communication required in the role, for example when leaving a depot or in using safety critical equipment. The complainant was not fit to carry out the role within the meaning of section 16(1) of the Employment Equality Act.
It was submitted that the situation of the named person being recruited to the operator role arose afterwards. There had been a business case for this decision that had not arisen at the time the complainant was dismissed. It was submitted that most of the machines are two-person machines. It was to be determined in this case whether the complainant was fully able to do the two-person role at the time of his dismissal. It was submitted that the evidence did not support this conclusion. It was further submitted that there had effectively been an appeal as the complainant had been given the chance to put forward alternatives. In respect of any award of damages, the respondent submitted that regard should be had to his length of service and that he was still on probation. There has been no evidence of the effect of any discrimination. The respondent had received a verbal report and this was undisputed. Having regard to the safety critical element of the role, no reasonable accommodation was possible. No contradictory evidence had been advanced by the complainant. |
Findings and Conclusions:
Section 16 of the Employment Equality Acts, as amended, provides as follows: “16 (1) Nothing in this Act shall be construed as requiring any person to recruit or promote an individual to a position, to retain an individual in a position, or to provide training or experience to an individual in relation to a position, if the individual— (a) will not undertake (or, as the case may be, continue to undertake) the duties attached to that position or will not accept (or, as the case may be, continue to accept) the conditions under which those duties are, or may be required to be, performed, or (b) is not (or, as the case may be, is no longer) fully competent and available to undertake, and fully capable of undertaking, the duties attached to that position, having regard to the conditions under which those duties are, or may be required to be, performed. … (3) (a) For the purposes of this section, a person who has a disability is fully competent to undertake, and fully capable of undertaking, any duties if, the person would be so fully competent and capable on reasonable accommodation (in this subsection referred to as “appropriate measures”) being provided by the person’s employer. (b) An employer shall take appropriate measures, where needed in a particular case, to enable a person who has a disability - Unless the measures would impose a disproportionate burden on the employer. (c) In determining whether the measures would impose such a burden account shall be taken, in particular, of – (i) The financial and other costs entailed. (ii) The scale and financial resources of the employer’s business and (iii) The possibility of obtaining public funding or other assistance. (4) In subsection (3)— … ‘appropriate measures’, in relation to a person with a disability— (a) means effective and practical measures, where needed in a particular case, to adapt the employer's place of business to the disability concerned, (b) without prejudice to the generality of paragraph (a), includes the adaptation of premises and equipment, patterns of working time, distribution of tasks or the provision of training or integration resources, but (c) does not include any treatment, facility or thing that the person might ordinarily or reasonably provide for himself or herself”
In respect of an employer’s obligations to provide such appropriate measures to an employee with a disability (in this case, a crèche worker where the disability was an eating disorder), the Labour Court held in Humphries v Westwood Fitness Club [2004] E.L.R. 296: “This section [section 16], on which the respondent relies, can provide a complete defence to a claim of discrimination on the disability ground if it can be shown that the employer formed the bona fide belief that the complainant is not fully capable, within the meaning of the section, of performing the duties for which they are employed. However, before, coming to that view the employer would normally be required to make adequate enquiries so as to establish fully the factual position in relation to the employee’s capacity. The nature and extent of the enquiries which an employer should make will depend on the circumstances of each case. At a minimum, however, an employer should ensure that he or she is in full possession of all the material facts concerning the employee's condition and that the employee is given fair notice that the question of his or her dismissal for incapacity is being considered. The employee must also be allowed an opportunity to influence the employer's decision.
In practical terms, this will normally require a two-stage enquiry, which looks firstly at the factual position concerning the employee's capability including the degree of impairment arising from the disability and its likely duration. This would involve looking at the medical evidence available to the employer either from the employee's doctors or obtained independently.
Secondly, if it is apparent that the employee is not fully capable, section 16(3) of the Act requires the employer to consider what, if any, special treatment or facilities may be available by which the employee can become fully capable. The section requires that the cost of such special treatment or facilities must also be considered.
Finally, such an enquiry could only be regarded as adequate if the employee concerned is allowed a full opportunity to participate at each level and is allowed to present relevant medical evidence and submissions.”
The Equality Tribunal in Clavin v Marks & Spencer (Ireland) Ltd (DEC-2015-055) held (in respect of a sales advisor) as follows: “To avail of the Section 16(3) defence an employer must show genuine engagement with the process of finding effective and practical measures to allow an employee to return to work. As per A Health Club and a Worker the respondent did not make adequate enquiries nor was it in full possession of the material facts regarding the complainant’s disability before it dismissed her. Neither was the complainant allowed to influence this decision…”
The parties agreed that the High Court decision of Nano Nagle School v Daly [2015] IEHC 785 represented the current legal position in respect of the obligations of an employer under section 16 of the Employment Equality Acts. The complainant asserts that the respondent did not comply with its obligations arising from this provision, while the respondent rejects this assertion.
The Equality Tribunal in Nano Nagle (DEC-E2013-168) held that the employee was not fully competent and available to undertake her duties and that the employer had discharged its obligation under section 16(3). The Labour Court (reference EDA 1430) found that the complainant was entitled to succeed in her appeal as the respondent school had not adequately considered options of reasonable accommodation. Having reviewed CJEU and domestic case law, the Court summarised the position as follows: “It is clear from the decision of the CJEU in HK Denmark that the duty to provide reasonable accommodation must be ascribed a broad ambit. The ultimate test is that of reasonableness and proportionality. The duty is imposed on employers and it is for the employer to make an honest and informed decision of what is reasonable and proportionate having regard to all of the material circumstances. That involves putting a number of considerations into the balance including the practicability of what may be required, the costs involved, the disruption that may be caused to the service that the employer provides and the consequences for the disabled person of not providing the accommodation required.
Where an employer reaches an honest and informed decision having considered all of the available options the Court must show a high degree of deference to that decision and should not seek to substitute its opinion on what is possible or reasonable in the particular circumstances of that employment. If, however, the employer fails to properly understand the scope of its duty or fails to adequately consider all of the options that may be available they will have failed in their statutory duty toward the disabled person. In this case the Respondent did obtain independent professional advice on the Complainant’s capacity. That advice did not rule out the possibility of the Complainant returning to work if certain adjustments were made to the range of tasks that she would be expected to perform. The Complainant was not consulted on the question of how effect might have been given to the recommendation made by the professional advisors. Nor did the Respondent’s Board of Management properly or adequately consider that question. It simply concluded that because the Complainant was manifestly unable to undertake the full range of duties attaching to the job of an SNA she could not return to work. Had the Respondent given full and adequate consideration to all the possible options it might or it might not have reached a different decision. That, however, is not a matter on which the Court can speculate.”
In Nano Nagle, the High Court held as follows in relation to the application of section 16: “56. Turning now to the issue of the Labour Court’s interpretation of s. 16, the Labour Court noted at the outset that it was the school’s position that s. 16 does not require an employer to continue an employee in employment who is not fully capable of undertaking the job that he or she was employed to do. It seems to me that as counsel for Ms. Daly submitted, the school adhered to this position throughout up to the commencement of the hearing of this appeal when it modified its position to a significant degree by conceding that s. 16 may require the stripping out of tasks peripheral to the job. That concession was not made at the hearing before the Labour Court. Thus the school’s position was that the concept of reasonable accommodation and the implementation of appropriate measures as defined in subs. (3) and (4) applied only to such measures as would render Ms. Daly capable of fulfilling all the duties of the job. Since no amount of reasonable accommodation or appropriate measures could ever achieve that situation, the school considered itself to have no further obligation to Ms. Daly. …
The fact of a speech impediment being a disability was not in dispute. The complainant commenced working for the respondent on the 8th June 2015 and signed a contract of employment on the 3rd June 2015. He attended an interview with the respondent and completed an induction form, dated the 27th May 2015. He states that he has worked in the industry for four years and that he did not have a medical condition which could affect his work. In a letter dated the 12th August 2015, the respondent extended the complainant’s probation to allow it “address concerns we have with your English comprehension and communication.” The letter refers to the complainant being willing to attend an English language skills course. The complainant’s employment was terminated by email of the 7th October 2015. It states “However, it was flagged to us at the time of the test that [the client] had concerns regarding your suitability for the Driving Trainers Course due to your stammer, I subsequently spoke with the [Speech and Language Therapist]. She informed me that your stammer is of a long standing nature (you’ve had it since childhood) and correction or improvement will take considerable time. As the Driving Trainers course is a necessity for your role, the company has no choice but to terminate your employment at the end of the probationary period on 8th November 2015.” A later email of the 14th October 2015 refers to the reason for the dismissal being health and safety reasons. The notes of the meeting of the 30th October 2015 state as follows “Because of Health and Safety risks, there were particular concerns regarding his suitability for the Driving Trainers Course due to his stammer. Part of the course around Safety Critical Communication would entail the use of radio equipment.” In correspondence of the 7th December 2015, the respondent states “The speech and language therapist advised us that his communication would have implications in the workplace and the completion of the Driver Training Course.”
The complainant was assessed by the Speech and Language Therapist on the 16th September 2015 and her report is dated the 17th November 2015. The Speech and Language Therapist gave a verbal report to the respondent immediately after the assessment. The written report was made available to the complainant shortly before the scheduled adjudication date of the 13th April 2016. The report of the 17th November 2015 is an assessment of the complainant’s speech and states “Possible strategies to help improve [the complainant’s] fluency were discussed with him. Therefore, the blocks in [the complainant’s] speech will affect his ability to communicate verbally instantly so this would have implications in the work place.”
The Speech and Language Therapist attended the adjudication and I am grateful for her attendance. Her evidence assisted in addressing the issues arising in this case. It is clear from her evidence that it was her professional opinion that the complainant could block and issues could arise where he was required to speak instantly. She was also clear that her main focus related to therapy for the stammer. Her evidence was that she had not assessed the complainant’s suitability for the role or the Driving Trainers course, nor had she looked at reasonable accommodation.
The respondent’s evidence was that there were concerns and feedback from one or more persons regarding the complainant’s performance and suitability. This, however, contradicts the note of the 13th July 2015 which states that “the reports coming back about [the complainant] were good and his willingness to learn and build his confidence is not going unnoticed.” The complainant’s evidence was that the mood changed after he visited a facility operated by the client to sit a psychometric test. The complainant did well on aspects of the test and failed one part. He was to re-sit the test but this never occurred as his employment came to an end. Having considered the evidence, it is striking that there is no document to support the concerns or negative feedback regarding the complainant’s performance at work. There is no report or email about any particular event, where the complainant’s communication presented an issue. There was no risk assessment assessing the complainant’s ability to do the role. I am satisfied that the extent of the feedback from the client was that the complainant was not suitable because of his stammer. I am further satisfied that this arose following the complainant’s attendance at the facility operated by the client.
I appreciate that this placed the respondent in a difficult position. It was the complainant’s employer but it was engaged by the client in repairing and maintaining the infrastructure network operator by the client. As the complainant put it in submissions, the infrastructure network is the only show in town. The respondent referred the complainant to the Speech and Language Therapist to find out whether the stammer could be treated and how long this might take.
Having considered the evidence, I find that the respondent did not discharge the obligations under section 16 of the Employment Equality Acts. First, I find that the respondent did not make adequate enquiries regarding the impact of the complainant’s stammer on his ability to do the job. It was not in possession of all the material facts. I accept the respondent referred the complainant to the Speech and Language Therapist, but the evidence points to this assessment focusing very much on his relative fluency. Apart from stating that the complainant could block and have delayed speech, there was no other analysis of his actual performance at work. I have commented above on the absence of any evidential support for the negative feedback or performance issues. No risk assessment or formal health and safety review was carried out of the complainant at work. I accept the contention advanced by the complainant that assumptions were made on the basis of the complainant’s dysfluency regarding his ability to work. I conclude that the respondent had not made the enquiries necessary to conclude that the complainant was incapable of doing the role of operator technician or the newly-created operator role. Moreover, I find that the respondent did not adequately consult with the complainant regarding the impact of the stammer on his role. No written report was provided from the Speech and Language Therapist until after the complaint was lodged and only supplied to the complainant some months after his dismissal. It was not enough to ask the complainant to put together his own evidence at the meeting to dismiss him and at the later meeting.
The initial position of the respondent was that the complainant could not pass the Driver Training course with his stammer and this was an absolute requirement for the operator technician role. The complainant suggested that he should have been given the accommodation of a pared-back role, without the Driver Training qualification. In evidence, it was established that after the complainant was dismissed, an operator position was created for an employee who also failed the psychometric test. The respondent submitted that communication was a safety critical element of both the operator technician and operator roles, and that both roles require fluent communication. It submitted that the new role was created following a business review in 2016. Given that this was a matter that arose only in cross-examination on the second day of the adjudication, there was relatively little evidence on this important aspect of the case. It is striking that what the complainant sought in 2015 was not provided to him (when the respondent stated that the Driver Training qualification was an absolute requirement), but was available to someone else in 2016 (when the requirement was not applied).
It follows from the above findings that the claim is well-founded. The complaint of discriminatory dismissal on grounds of disability succeeds. In respect of redress where an employer fails to comply with section 16 of the Employment Equality Act, and the steps set out in Humphries and Nano Nagle, the obvious redress is reinstatement. It is the obvious step as the employee is returned to their position in order for another assessment to be made of their capability to do the role in line with section 16. This, of course, could lead to a conclusion that no reasonable accommodation can be made. Redress such as reinstatement could be said to the method of redress that does justice in such a case (see, in the context of an Unfair Dismissal claim, Bank of Ireland v Reilly [2015] IEHC 241.)
Having considered the question of redress at some length, I am not inclined to grant reinstatement or reengagement and instead, order compensation. I have regard to the relationship between the respondent and the infrastructure provider. In assessing the amount of redress, I take account of the complainant’s performance in the role (as, for example, detailed in the note of the 13th July 2015) and his previous professional experience in the role. I take account that the complainant will likely never work on the infrastructure network in question. This is not a case of a crèche worker who can find work in another crèche, or a sales advisor who can find work in another department store. I take account of the evidence given by the complainant regarding the effects the discrimination had on him, supplemented by his detailed statement attached to his solicitor’s letter of the 25th March 2016. Taking these factors together, I award the complainant redress of €50,000. |
Decision:
Section 79 of the Employment Equality Acts, 1998 – 2015 requires that I make a decision in relation to the complaint in accordance with the relevant redress provisions under section 82 of the Act.
CA-00000913-001 I have concluded my investigation of this complaint. Based on all of the foregoing, I find, pursuant to Section 79 of the Act, that the complainant was the subject of discriminatory dismissal on grounds of disability. In accordance with Section 82 of the Act, I order the respondent pay to the complainant €50,000 in compensation. The award is redress for the infringement of the complainant’s statutory rights and, therefore, not subject to income tax as per Section 192A of the Taxes Consolidation Act (as amended). |
Dated: 15/11/17
Workplace Relations Commission Adjudication Officer: Kevin Baneham
Key Words:
Employment Equality Acts, section 16 Disability / stammer Humphries v Westwood Fitness Club [2004] E.L.R. 296 Nano Nagle School v Daly [2015] IEHC 785 |