ADJUDICATION OFFICER DECISION
Adjudication Reference: ADJ-00008196
Parties:
| Complainant | Respondent |
Anonymised Parties | Retail Assistant | Department store |
Complaint(s):
Act | Complaint/Dispute Reference No. | Date of Receipt |
Complaint seeking adjudication by the Workplace Relations Commission under Section 8 of the Unfair Dismissals Act, 1977 |
CA-00010858-001 | 18/04/2017 |
Date of Adjudication Hearing: 18/08/2017
Workplace Relations Commission Adjudication Officer: Marguerite Buckley
Procedure:
Section 8 of the Unfair Dismissals Acts, 1977 – 2015 following the referral of the complaint to me by the Director General, I inquired into the complaint and gave the parties an opportunity to be heard by me and to present to me any evidencerelevant to the complaint.
Background:
The Complainant commenced employment as a sales assistant in the Respondent’s store on the 2nd of April 1997.
During April 2015, the Complainant injured his back.
The Complainant was on certified sick leave from the 13th of April 2015 until his employment was terminated by the Respondent on the 20th of October 2016.
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Summary of Complainant’s Case:
The Complainant’s case is that he was absent from work on certified sick leave from April 2015. He complied with all the requests made by the Respondent to attend various meetings to keep them appraised of his recovery.
The Complainant submitted a letter from his GP dated the 26th of July 2016 which indicated that the Complainant
“should be fit to return to work between three and six months”.
Despite same, the Respondent summonsed the Complainant to a meeting on the 25th of August 2016. During that meeting, it was communicated to him that a decision had been made to terminate his employment to take effect on the 26th of October 2017.
A letter of appeal was submitted on the 26th of August 2016 by the Complainant. No appeal hearing was held. There was an exchange of correspondence between the Complainant’s solicitor and the Respondent up until November 2017. The Complainant’s solicitor made a data access request. The information was furnished to the Complainant’s solicitor by email on the 9th November 2016. The Solicitor replied by email on the 10th November 2016 that he couldn’t open the attachments. The Complainant heard nothing further from the Respondent. A complaint was lodged with Workplace Relations Commission on the 18th of April 2017.
The Complainant’s preferred remedy was reengagement.
The Complainant has been in receipt of social welfare (illness benefit) from the date of his dismissal to the date of the hearing. He produced a letter from the Department of Social Protection confirming same.
At the hearing the Complainant submitted a letter from his GP certifying that the Complainant had reached a plateau with his recovery and was now fit to return to light duties. His GP was confident that he would be able to continue to work without any help or cushions, if he avoided heavy lifting. This letter was dated two days before the hearing took place.
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Summary of Respondent’s Case:
The Complainant was on long term sick leave and had submitted a number of medical certificates for the period of his absence. This medical certificate cited “acute back sciatica”, “acute back pain” and “acute sciatica”.
The grocery manager in the store scheduled regular meetings with the Complainant with a view to establishing how his condition was progressing and when he might be fit to return to work.
These took place on the 18th of June 2015, 27th of August 2015, 8th of October 2015, 17th of February 2016, 31st of March 2016, 6th of May 2016, 19th of May 2016, and 7th of July 2016.
Throughout the meetings, the Complainant advised that his back was in a bad way. An MRI scan had shown three ruptured disks at the base of his spine. He was attending physiotherapy and his GP on a weekly basis. He was on pain medication. He was on a waiting list to see an orthopaedic surgeon, a neurologist and later a rheumatologist/pain specialist. Throughout the process the Respondent’s view was that they had been fair in holding his position open but could not do so indefinitely and wanted some indication of a return to work date.
The Complainant was not in a position to indicate when he would be able to return to work.
On the 26th of July 2016, the Complainant’s GP wrote a letter which was submitted to the Respondent. It was noted that the Complainant was waiting for pain relieving injections from a local hospital and also waiting to see a rheumatologist. The GP expected that these appointments would take place shortly. The GP set out that the Complainant should be fit to return to work between three to six months.
At the meeting of the 17th of August 2016, the Respondent advised the Complainant that three to six months pending injections was not a definite return to work date. His position could not be held open indefinitely and that it needed a definite return to work date. It advised the Complainant that it was considering terminating his employment. The Complainant advised that he did not want this to happen he wanted to return to work for both financial as well as personal wellbeing reasons.
On the 25th of August 2016, a final review meeting took place. Again, the Complainant was asked if he could provide a return to work date. He advised the Respondent he couldn’t.
The grocery manager of the shop adjourned the meeting to consider matters. He resumed the meeting and advised the Complainant that he had decided to terminate his contract of employment as he had been absent on sick leave for the past sixteen months. There had been eight meetings over this period and there was no indication of a specific return to work date. The manager’s position was that he had made it very clear to the Complainant’s that he required a definite return to work date. The failure to provide this left him with no alternative but to terminate his contract of employment.
The Respondent advised the Complainant of his right of appeal in written form to the textiles manager of the store.
The Complainant’s solicitor wrote on the 26th of August 2016 setting out some grounds of appeal and requesting minutes of all review meetings conducted with the Complainant. The letter stated that these were being sought so that “further and more detailed submissions can be made in advance of our client’s appeal”.
When a written authority was received by the Respondent to release the requested documents to his solicitor, they were released however neither the Complainant nor his solicitors sought to pursue the appeal.
Counsel for the Respondent asserted that the dismissal was reasonable in all the circumstances. He submitted that in circumstances where the Complainant had been absent from work for eighteen months, the decision to dismiss in this case was reasonable. He submitted that it was not the Adjudicator’s role to substitute its views for that of the employer but rather to establish whether or not the decision to dismiss was within the "band of reasonable responses" as set out in the case of Elaine O’ Brien -v- Dunnes Stores (UD 1714 April 2017) and the cases relied upon in that decision.
Quoting Mummery L.J. (at p. 1295) the Court of Appeal in Foley v Post Office [2000] ICR 1283 who found :-
"This case illustrates the dangers of encouraging an approach to unfair dismissal cases which leads an employment tribunal to substitute itself for the employer or to act as if it were conducting a rehearing of, or an appeal against, the merits of the employer's decision to dismiss. The employer, not the tribunal, is the proper person to conduct the investigation into the alleged misconduct. The function of the tribunal is to decide whether that investigation is reasonable in the circumstances and whether the decision to dismiss, in the light of the results of that investigation, is a reasonable response. " He further relied on Noonan J. in Bank of Ireland v Reilly [2015] E.L.R. 229, who held the question is “whether the decision to dismiss is within the range of reasonable responses of a reasonable employer to the conduct concerned”.
He also relied on the High Court decision of Lardner J. in Bolger v Showerings (Ireland) Ltd [1990] E.L.R. 184 :
“In this case it was the ill-health of the plaintiff which the company claimed rendered him incapable of performing his duties as a forklift driver. For the employer to show that the dismissal was fair, he must show that:
(1) It was the ill-health which was the reason for his dismissal; (2) That this was substantial reason; (3) That the employee received fair notice that the question of his dismissal for incapacity was being considered; and (4) That the employee was afforded an opportunity of being heard.”
At no stage was a likely return to work date furnished.
The question arose whether the company was under an obligation to await the results from Cork Regional Hospital. The company was not so obliged in the circumstances of this case. If this had been the first or one of a very few instances of absence, a different view might be taken, but in the light of the case history, the company was entitled to say that Mr Bolger himself thought he was unfit to return to work. Different considerations might well apply if the company and Mr Bolger were at odds over his fitness for work. In that case, it might well have been appropriate for the company to await the results of the medical tests. However, in this case there were substantial grounds for the dismissal and the dismissal had been reasonable in all the circumstances.
An employer is entitled to expect that as part of the contract of employment, and employee would be capable of carrying out the tasks for which he had been employed”.
The Respondent further argued that the medical report of the 26th of July 2016 was too vague and that it did not contain a definite date of return to work. |
Findings and Conclusions:
The Unfair Dismissals Act 1977 (as amended) provides as follows:
“6.—(1) Subject to the provisions of this section, the dismissal of an employee shall be deemed, for the purposes of this Act, to be an unfair dismissal unless, having regard to all the circumstances, there were substantial grounds justifying the dismissal …
(4) Without prejudice to the generality of subsection (1) of this section, the dismissal of an employee shall be deemed, for the purposes of this Act, not to be an unfair dismissal, if it results wholly or mainly from one or more of the following: … (a) the capability, competence or qualifications of the employee for performing work of the kind which he was employed by the employer to do….
(6) In determining for the purposes of this Act whether the dismissal of an employee was an unfair dismissal or not, it shall be for the employer to show that the dismissal resulted wholly or mainly from one or more of the matters specified in subsection (4) of this section or that there were other substantial grounds justifying the dismissal.
(7) Without prejudice to the generality of subsection (1) of this section, in determining if a dismissal is an unfair dismissal, regard may be had, if the ..Adjudication officer.., as the case may be, considers it appropriate to do so— (a) to the reasonableness or otherwise of the conduct (whether by act or omission) of the employer in relation to the dismissal …
(a) re-instatement by the employer of the employee in the position which he held immediately before his dismissal on the terms and conditions on which he was employed immediately before his dismissal together with a term that the re-instatement shall be deemed to have commenced on the day of the dismissal, or (b) re-engagement by the employer of the employee either in the position which he held immediately before his dismissal or in a different position which would be reasonably suitable for him on such terms and conditions as are reasonable having regard to all the circumstances, or (c)(i) If the employee incurred any financial loss attributable to the dismissal, payment to him by the employer of such compensation in respect of the loss (not exceeding in amount 104 weeks’ remuneration in respect of the employment from which he was dismissed calculated in accordance with regulations under section 17 of this Act) as is just and equitable having regard to all the circumstances …
(2) Without prejudice to the generality of subsection (1) of this section, in determining the amount of compensation payable under that subsection regard shall be had to— (a) the extent (if any) to which the financial loss referred to in that subsection was attributable to an act, omission or conduct by or on behalf of the employer, (b) the extent (if any) to which the said financial loss was attributable to an action, omission or conduct by or on behalf of the employee, (c) the measures (if any) adopted by the employee or, as the case may be, his failure to adopt measures, to mitigate the loss aforesaid …”
Whether the employer has demonstrated that there were substantial grounds justifying the dismissal is to be answered by applying the objective standard of the way in which a reasonable employer, in those circumstances and in that line of business, would have behaved.
The insertion of a new subs. (7) into section 6 reinforces the concept of procedural fairness which has been developed since the Act's enactment and which required that the employer establish not only that it had substantial grounds justifying dismissal but also that it followed fair and proper procedures before dismissal. The decision to dismiss has been taken and my function is to test such decision against what I consider the reasonable employer would have done and/or concluded.
This is a case which must turn upon its particular facts. I find that the facts of this case are different from the Bolger v Showerings (Ireland) Ltd and O’Brien –v- Dunnes Stores cases quoted above.
The Complainant had submitted a certificate from his GP on the 26th of July 2016 which indicated that the complainant “should be fit to return to work between three to six months”. The medical evidence from the Complainant in the Bolger and O’Brien cases was not in a position to indicate when if at any time, the complainants were in a position to return to work.
The Respondent’s view is that the Complainant should be in a positon to provide a definite return to work date. When the Complainant was not in a position to give a definite return to work date, they decided it was reasonable to terminate his employment.
I reviewed the Complainant’s sick leave policy in their staff handbook. There is reference in this to the carrying out of an independent medical assessment. This independent assessment was at the company’s discretion. The policy contained a paragraph which set out that employees who are absent on long term illness may have their employment terminated.
I note in the Berber v Dunnes Stores [2009] 20 ELR 61 the Supreme Court held that an employer is entitled to take the contents of a medical certificate completed by an individual employee's medical practitioner at face value and to rely on the certification …………unless there is a good reason to think the contrary. Having considered all the evidence both written and oral presented to me at the hearing of the case, I find that the Respondent did not behave as a reasonable employer, in the circumstances and in that line of business of the Respondent, would have behaved. Having received an indication of a possible return to work date through the doctor’s medical certificate, the Respondent should have utilised its discretion as per its sick pay policy to have the Complainant independently assessed to ascertain if the suggested time frame for return to work between three to six months was a reasonable prospect or not.
Accordingly, I find that this failure on the part of the Respondent renders this dismissal unfair in the spirit and context of the Unfair Dismissals Act, 1977 as amended, and I so determine.
As regards the remedies available to me to award to the Complainant in the complaint form the Complainant selected all three options of redress, reinstatement, reengagement and compensation. In the Complainant’s written submission, compensation was the preferred remedy however at the hearing of the case, this was amended to reengagement.
The Respondent was opposed to reengagement in light of the medical report obtained and the context of the Complainant’s personal injury claim from a consultant orthopaedic surgeon dated 1st of March 2017.
At the hearing date the Complainant provided to both me and the Respondent for the first time, a medical report indicating that the Complainant was now fit to return to light duties. This was dated two days before the hearing date.
I have considered the three options of redress and find that compensation is the most appropriate method of redress. |
Decision:
Section 8 of the Unfair Dismissals Acts, 1977 – 2015 requires that I make a decision in relation to the unfair dismissal claim consisting of a grant of redress in accordance with section 7 of the 1977 Act.
I find that the complaint is well founded.
As the Complainant was not in a position to work up to two days before the hearing date and mitigate his loss due to his illness, I am limited in the award that I can give to the Complainant pursuant to with Section 7 (1)(c)(ii). No evidence was adduced as to future loss of income. In the circumstances, I am awarding the Complainant 4 weeks remuneration which amounts to €2,270.40 gross. |
Dated: 06/12/2017
Workplace Relations Commission Adjudication Officer: Marguerite Buckley
Key Words:
procedural fairness, long term illness, medical certificate, return to work date |