ADJUDICATION OFFICER DECISION
Adjudication Reference: ADJ-00009267
Parties:
| Complainant | Respondent |
Anonymised Parties | A Childminder | Childminding facility |
Complaints:
Act | Complaint/Dispute Reference No. | Date of Receipt | |
Complaint seeking adjudication by the Workplace Relations Commission under Section 8 of the Unfair Dismissals Act, 1977 |
CA-00012145-001 | 27/06/2017 | |
Complaint seeking adjudication by the Workplace Relations Commission under section 7 of the Terms of Employment (Information) Act, 1994 |
CA-00012145-002 | 27/06/2017 | |
Complaint seeking adjudication by the Workplace Relations Commission under section 13 of the Industrial Relations Act, 1969 |
CA-00012145-003 | 27/06/2017 | |
Complaint seeking adjudication by the Workplace relations Commission under Section 11 of the Minimum Notice & Terms of Employment Act, 1973 |
CA-00012145-005 | 27/06/2017 |
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Date of Adjudication Hearing: 21/09/2017
Procedure:
In accordance with Section 41 of the Workplace Relations Act, 2015, Section 8 of the Unfair Dismissals Acts, 1977 – 2015 and Section 13 of the Industrial Relations Acts, 1969 following the referral of the complaints and the dispute to me by the Director General, I inquired into the complaints and the dispute and gave the parties an opportunity to be heard by me and to present to me any relevant evidence.
Both Parties were represented.All oral evidence, written submissions and supporting documentation presented by both Parties have been taken into consideration in relation to this decision.
The dispute under Section 13 of the Industrial Relations Act, 1969 CA-00012145-003 was withdrawn at the hearing.
Background:
The Complainant is the lawful spouse of the Respondent. The place of work is a family home. At all material times both the Complainant and the Respondent resided at the family home. The Complainant was employed by the Respondent from 1st September 2010 as a child minder in pre-school service. He was paid €1700 net a month and worked 45 hours a week. He did not work for the Respondent after around 23rd December 2016. He was paid €1700 on 19th January 2017. On 19th January 2017, the Complainant signed an agreement at the Family Law Court whereby the Complainant agreed, inter alia:
The Complainant claims that:
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Preliminary issue: Name of the Respondent
The Respondent is a sole trader. The name of the Respondent on the WRC Complaint Form is the married name of the Respondent. However, she has since reverted to her maiden name. It was agreed that the form be amended accordingly. |
CA-00012145-005
Preliminary issue: Claim under the Minimum Notice and Terms of Employment Act, 1973
The Complainant has not included specific complaint in respect of the above Act in his complaint form. However, he has addressed the matter in the statement relating to the Unfair Dismissal claim where he specifically referred to the Minimum Notice and Terms of Employment Act, 1973. Both Parties agreed that the claim can be introduced. In considering the introduction of a new claim I am guided by the High Court judgment in the case of County Louth Vocational Educational Committee v The Equality Tribunal and Pearse Brannigan [2009] IEHC 370 . In that case McGovern J. held that while it was permissible to amend a claim set out in form EE.1 this was only permissible where ‘the general nature of the complaint (in this case discrimination on grounds of sexual orientation) remains the same.’ I note that McGovern, J. also stated in this decision that this can only be done so long as the general nature of the complaint remains the same. He went on to say that "what is in issue here is the furnishing of further and better particulars" and "the respondent....must be given a reasonable opportunity to deal with these complaints and the fair procedures adopted by the Equality Officer must be fair and reasonable and in compliance with the principles of natural and constitutional justice.". In the present case, this new claim which the Complainant sought to introduce at the hearing had been referred to in advance of the hearing in the Complaint Form. I am thus satisfied that the Respondent was on notice of the claim. In addition, and for the avoidance of doubt, I am also satisfied that the Respondent had addressed the claim in their written submission. I am satisfied given all of the circumstances of the present case, that the introduction of a new claim does not fundamentally alter the nature of the claim before the hearing. Therefore, I am satisfied that I do have jurisdiction to permit the introduction of a new claim seeking entitlements under the Minimum Notice and Terms of Employment Act, 1973.
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CA – 00012145-001 - Unfair Dismissal Act, 1977
Preliminary issue – Application of the Act.
Summary of the Respondent’s Submission:
The Respondent submits that the Section 2(1)(c) of the Act does not apply to “a person who is employed by his spouse (…) is a member of his employer’s household and whose place of employment is a private dwelling house or a farm in or on which both the employee and the employer reside.” The family home adjoins and incorporates a business run by the Respondent, which is a Montessori, crèche and childminding service. The Complainant is the lawful spouse of the Respondent and was employed by his spouse within the family home which is private dwelling house in which both the employee and the employer resided. The Complainant worked exclusively in the childcare/pre-school part of the business, which is entered via the front door and is located on the bottom floor of the family home e.g. kitchen, living room. A baby safety gate restricts the access to the top floor. The Respondent presented substantial evidence including photographs and correspondence from the County Council confirming that permission for change of use to Montessori was sought and granted only in relation to a part of the family home (extension). The Respondent further submits that the opening hours for the preschool and childcare are 8am to 6pm. However, the door of the house remains locked at all times. Unlike in Montessori, in preschool and childcare, which are located in the private dwelling house she does not keep a visitor log. Therefore, the Respondent submits that the Complainant is an exempted category under the Act. Moreover, the Respondent denies that the Complainant was dismissed by the Respondent. The Respondent submits that on the 19th January 2017 the Complainant, with the benefit of independent legal advice entered into Terms of Consent at the Family Law Court whereby he agreed to vacate and stay away from the family home, which was ultimately his place of employment. Consequently, he resigned his position. Furthermore, as of 31st December 2017, each person working directly with children attending the pre-school service must hold at least a major award in Early Childhood Care and Education at Level 5 on the national Qualifications Framework or a qualification deemed by the Minister to be equivalent. The Complainant’s Contract of Employment states clearly that ‘You will be required to successfully complete the following training:
The Respondent submits that the Complainant was reminded of this requirement on numerous occasions but he has chosen not to complete the training. It was beyond the Respondent’s control and it was clearly communicated to the Complainant that he would not be permitted to work with children at the current time i.e. until the training is completed. The Complainant subsequently requested his P45. |
Summary of the Complainant’s Submission:
The Counsel for the Complainant submits that the childcare and preschool operate between 8am and 6pm. Therefore between 8am and 6pm the family home becomes a public building, which is locked only for security of the children. Unlike a farm where no public can enter, the building is open to public during the official hours and therefore it is not a private dwelling within the meaning of the Act. The Complainant submits that he finished work before Christmas 2016 and there was no indication that he would not be returning in January 2017. His recollection was that at the Family Law Court hearing his solicitor informed him that he was let go. The Complainant submits that he was not aware of the requirement to complete the FETAC training. He has started the course. The Counsel for the Complainant argues that other responsibilities could have been assigned to the Complainant such as finance affairs, shopping, customer service until successful completion of the training. The Complainant confirms that he agreed to vacate and stay away from the family home. |
Findings and Conclusions:
Section 2(1)(c) of the Unfair Dismissal Act, 1977 provides that the Act shall not apply to “…a person who is employed by his spouse,… is a member of his employer's household and whose place of employment is a private dwelling house or a farm in or on which both the employee and the employer reside”. I note that the Act specifically refers to a farm and a private dwelling house. I note that the preschool service is located in the private part of the house i.e. kitchen, living room. An application for change of use was made and granted by the County Council specifically in respect of the extension and Montessori. I note also that the Complainant worked exclusively in the child-minding/ pre-school part of the business. I note the Complainant’s assertion that the private dwelling house is no longer one once it becomes a place of employment opened to clients. However, I am satisfied that the Complainant was employed by his spouse, was a member of his employer's household and his place of employment was a private dwelling house in which both the Complainant and the Respondent resided. I am satisfied that the Act envisages circumstance whereby a private dwelling house becomes a place of employment. I am therefore satisfied that the Complainant is an exempted category under Section 2(1)(c) of the Unfair Dismissal Act, 1977. |
Decision:
Section 8 of the Unfair Dismissals Acts, 1977 – 2015 requires that I make a decision in relation to the unfair dismissal claim consisting of a grant of redress in accordance with section 7 of the 1977 Act.
Having given careful consideration to the evidence adduced and the submissions made by the Parties having regard to the findings and conclusions arrived I find the Act does not apply to the Complainant. I find that I have no jurisdiction in the matter and accordingly I dismiss the claim. |
CA – 00012145-002 Terms of Employment (Information) Act, 1994
Summary of the Complainant’s Submission:
The Complainant submits that in or about the month of December 2016 the Respondent purported to restrict the Complainant’s employment on the basis of qualification requirement of which the Complainant was not aware. The Complainant submits that in seven years of employment prior to December 2016 the Complainant was always deemed fully qualified for the role that was assigned to him by the Respondent. |
Summary of the Respondent’s Submission:
The Respondent submit that the Child Care Act 1991 (Early Years Services) Regulations of 2016 Part III Section 9 paragraph 4 stipulate : “A registered provider shall ensure that, without prejudice to the generality of paragraph (2) and subject to paragraph (5) and (6), each employee working directly with children attending the service holds at least a major award in Early Childhood Care and Education at level 5 on the National Qualifications Framework or a qualification deemed by the Minister to be equivalent. Paragraph (4) shall apply- (a) on or after 31 December 2016 in respect of pre-school services registered on or before 30June 2016…” The Respondent submits that the Complainant’s Contract of Employment states clearly that ‘You will be required to successfully complete the following training:
Therefore, there was no change to the Complainant’s Terms of Employment. The Respondent repeatedly reminded the Complainant of the requirement. However, the Complainant has not completed the mandatory training. |
Findings and Conclusions:
From the evidence adduced I find that the Complainant received his Handbook and Contract of Employment which clearly outline the requirement in respect of the necessary training. Moreover, the Complainant signed that he has read, understood and fully accepts the Terms of this Employment Contract. |
Decision:
Section 41 of the Workplace Relations Act 2015 requires that I make a decision in relation to the complaint in accordance with the relevant redress provisions under Schedule 6 of that Act.
I declare the complaint under S. 7 of the Terms of Employment (Information) Act, 1994 not well-founded. |
CA – 00012145-005 – Minimum Notice and Terms of Employment Act, 1973
Summary of the Complainant’s Submission:
The Complainant submits that the Respondent failed to give notice in accordance with the Act. The Complainant had seven years’ service and was entitled to a four weeks’ minimum notice period. |
Summary of the Respondent’s Submission:
The Respondent submits that the Complainant was not dismissed. The Complainant is deemed to have resigned his position on the 19th January 2017 by signing the agreement whereby he voluntarily undertook to vacate and stay away from the family home, which is also his place of employment. Therefore, there is no obligation on the Respondent to address the minimum notice matter. The agreement reached at the Family Law Court clearly provided for a payment of the sum of €1,700 ‘representing one month’s wages now due to the Complainant. The Complainant was paid the sum of €1,700 net representing four weeks’ wages which was in lieu of his notice. Copies of postal orders amounting to €1,700 were presented at the hearing. The Respondent further submits that the claim is entirely brought with the sole and express provision of incurring further legal expenses to the Respondent. |
Findings and Conclusions:
I am satisfied that there was no explicit verbal or written termination of the Complainant’s employment by the Respondent. In their correspondence, the Respondent stated that the Complainant has not completed the required training and therefore cannot continue to work in the business ‘at the current time’ i.e. on or after 31st December 2016. The Complainant had one module of the training to complete. Prior to December 2016 the Respondent repeatedly asked the Complainant to complete the final module. It is understandable that the Respondent would not jeopardize the business by breaching the regulations. The Respondent informed the hearing that, in ordinary circumstances, the Complainant would have been assigned other duties which would not require any contact with children until the completion of the course. However, extremely difficult family matters arose and led to the Family Law Court proceedings. Consequently, the Complainant signed the agreement to vacate and stay away from the family home. I am therefore satisfied that the Complainant was not dismissed by the Respondent. In any event, I note that the Complainant in his correspondence with the Respondent and subsequently by signing the Terms of Consent voluntarily agreed to vacate and stay away from the family home, which happens to be also his place of work. I note the different opinions of the Parties on respect of the aforementioned payment of €1,700. I note that the Complainant’s last working day was 23rdh December 2016. I am satisfied that the Complainant has resigned his position by signing the agreement whereby he agrees ‘to vacate the family home on or before 5.00pm on Monday the 23rd of January 2017’ and ‘not to attend at the family home thereafter’. I find that the Complainant has no entitlement to the minimum notice. |
Decision:
Section 41 of the Workplace Relations Act 2015 requires that I make a decision in relation to the complaint in accordance with the relevant redress provisions under Schedule 6 of that Act.
I find that, as the Complainant resigned his own position, the claim underMinimum Notice and Terms of Employment Act, 1973 fails. |
Dated: 30 November 2017
Workplace Relations Commission Adjudication Officer: Ewa Sobanska
Key Words:
Exemptions, spouse, private dwelling house |