ADJUDICATION OFFICER DECISION
Adjudication Reference: ADJ-00005366
| Complainant | Respondent |
Anonymised Parties | A Government Department Employee | A Government Department |
Representatives | Public Service Executive Union | Personnel Officer |
Complaint(s):
Act | Complaint/Dispute Reference No. | Date of Receipt |
Complaint seeking adjudication by the Workplace Relations Commission under section 77 of the Employment Equality Act, 1998 |
CA-00007104-001 | 20/09/2016 |
Date of Adjudication Hearing: 27/06/2017
Workplace Relations Commission Adjudication Officer: Penelope McGrath
Procedure:
In accordance with Section 79 of the Employment Equality Acts, 1998 (as amended) a complaint has been referred to the Director General of the Workplace Relations Commission who has in turn deemed it appropriate that the Complaint be investigated with any appropriate and/or interested persons to be provided with an opportunity of being heard. In these circumstances, and following a referral by the said Director General of this matter to the Adjudication services, I can confirm that I am an Adjudicator appointed for this purpose (and/or an Equality Officer so appointed), and I have fulfilled my obligation to make all relevant inquiries into the complaint. I have additionally and where appropriate heard the oral evidence of the parties and their witnesses and have taken account of the evidence tendered in the course of the hearing as well as any written submissions disclosed in advance of the hearing (and opened up in the course of the hearing).
The Complainant herein has referred a matter for adjudication as provided for under Section 77 of the 1998 Act (as amended). In particular the Complainant (as set out in her Workplace Relations Complaint Form dated 20th of September 2016) seeks redress from the Respondent in circumstances where she claims her Employer behaved unlawfully and discriminated against her in the course of an interview (for promotion) during the course of which she claims that she was treated less favourably than another person has or would have been treated in a comparable situation on the grounds of both her Civil status and her Family status (as detailed in Section 6 of the 1998 Act (as amended))
The Complaint has been brought within the six months from the date of the occurrence.
In the event that the Complainant is successful it is open to me to make an award of compensation and /or give direction on a course of action which might eliminate such an occurrence in the future (per Section 82 of the 1998 Employment Equality Act).
Background:
The complainant is an Executive Officer in a Government Department. The complainant started working with the Civil Service in 1993. The Complainant brings a complaint against her long standing employer – the Respondent herein – by way of a Workplace Relations Complaint Form dated the 20th of September 2016. The Complainant has specified that she was discriminated against on the grounds of both her Civil Status and her Family Status when she was subjected to a line of questioning at a job interview she was partaking in, as part of the process of competition for a position in which she was particularly interested. The Complainant was represented by an Official from the Public Service Executive Union (PSEU). The Respondent was represented by the Department Personnel Officer and was also accompanied by a legal advisor to the Department. It should be noted that the person whose remarks and/or questions are the basis of this Complaint herein was not at the hearing, being otherwise engaged. His regret was noted. The Department Officials opted to proceed in circumstances where the fact of the statements having been made was neither challenged nor denied. It is further noted that this matter had already been listed for hearing on two previous dates and had been postponed on each occasion and that the parties were anxious to have the matter heard. This matter was fully heard on the 27th of June 2017 and the Complainant and the HR Officer (also a witness herein) gave oral evidence in addition to having the previously prepared submissions opened to me. The Representatives for both parties were given every opportunity to fully explain and expand upon their position. |
Summary of Complainant’s Case:
The Complainant gave her own oral evidence which I have taken on board in conjunction with the submissions made. The complainant outlined her career progress which includes a fifteen year period at the level of Executive Officer within the Civil Service. In May of 2016 a number of positions as Private Secretary to two different Ministers of State were notified to all staff. Both positions related to Junior Ministers in the Respondent Government Department. The Complainant was very familiar with the type of process outlined for the selection of a candidate. In this instance a two stage process was indicated where it was expected that a successful applicant would have to go through a shortlisting stage and then present for what was described as a “competency” based interview. In the interview it was expected that candidates would demonstrate competency under certain defined headings e.g. Specialist knowledge of the role of Private Secretary. The Complainant was aware of the fact that the Interview would be conducted by the Minister of State to whom this position would attach as well as with a Senior member of the Human Relations department. The Complainant successfully got through the first process and along with (ultimately) two other persons was short listed for the competency based interview. One of key aspects of the position (as outlined in the Office Notice) which was opened to me was an understanding that this was to be a full time position with no flexi-time operation and there was an expectation that a successful candidate would be required to work unsocial hours and weekends. The Complainant was therefore fully aware of the challenges and expectations associated with, and demanded of the positon, and was happy to put her name forward. There can be no doubt that the Complainant was very hopeful of success in the interview process. There were only three people chasing two positions. The Complainant had more than twenty year service and the Complainant had previously served in a role of private secretary – for a three year period to the Secretary General of the Department (being the most high ranking civil servant responsible for running the Government Department and implementing Government Policy). It is common case that the Complainant came to this interview with all the appropriate skills qualifications and attributes. In what was described as a surprising turn of events (and in the course of the interview) the Minister of State asked a number of questions of the complainant which he in fact prefaced by saying something along the lines of … “I know I shouldn’t be asking this, but….” and then asking :
Taken off guard, the Complainant answered the questions – she confirmed that she was a married person, she confirmed that she was the mother of two children and she indicated their ages. The Minister observed that the Complainant “must be very busy”. The interview moved on. The Complainant felt even before the interview was completed that the questions had been inherently unfair and she felt exposed, having been persuaded to disclose the fact that she had children of relatively tender years. This she indicated could in turn give rise to assumptions concerning the inevitable demands of family life and parenting as against the contrasting image of a strong, willing and able candidate that the Complainant sought to present for the job in question. It was noted by the Complainant that at the interview no explanation was given by the Minister as to why he asked these questions and it is regrettable that the HR official did not make a timely intervention and simply put a stop to this line of questioning. In her evidence the Complainant stated that these questions and associated remarks were subsequently sought to be given “context” but this context was not explained at the time of the interview either by the Minister of State in question nor by the HR Official. The Complainant felt she had been blind- sided. In her evidence and indeed in the comprehensive note taken by the Complainant in the days after the interview the Complainant described how she felt that the “interview was slipping away from her”, and the Complainant described how in the final phases of the interview the Complainant was distracted and her mind was processing what had been asked of her by the Minster of State as well as also trying to answer the interview related questions which continued to be asked of her. The Complainant described the Minster of State’s questions as being highly inappropriate and she believed that that she had been put on the back foot, as it were, in being persuaded to disclose what might be perceived to be domestic claims on her attention which would negatively impact the attention she could give to the job she was at that time and in that place, competing for. The Complainant noted that she felt at a disadvantage and was placed in a position of either having to defend the fact that she was married with children or belittle the fact that she was married with children. In her letter to the HR Manager penned some two days post interview, the Complainant indicated that it was unfair to be in the position of having to explain how her family circumstances would not affect her performance on the one hand, and on the other hand had to worry about the fact that the lack of explanation would have been interpreted negatively against her. It is noted that when writing this letter on the 17th of June, the outcome of the interview process was known to the Complainant. It is the Complainant’s evidence that it is singularly telling that she, as the candidate with the greatest family commitment, was the candidate of the three available who was not picked for this financially enhancing promotion. It would be fair to say that the Complainant in her letter of the 17th reserved her greatest criticism for the HR Official acting as servant and or employee of the Respondent entity who could be taken to know or ought to have known (as a person with HR experience) that the line of questioning was inappropriate. The Complainant lamented the lack of intervention on the HR Officer’s part. The Complainant described the Minister of State as “personable”. In the letter of June 17th the complainant invites the HR Official to give some sort of comment or explanation on how this came to pass. In particular, the Complainant had asked “Did I miss something in the office notice which said that women with children need not apply because that is the message which I received”” The HR Official did address the issues raised on the 5th of July 2016 in an email marked “confidential staff matter” and in his email to her, he makes the general observation that the interview for the position of Private Secretary is unique in that there is a subjective element to it (unusual in the Civil Service setting). This is a Minister led interview and the Minister must avail of this short opportunity to determine whether a candidate will be somebody with whom he could hope to have a good rapport in circumstances where he will be relying heavily on the person eventually selected. To some extent the HR official is inviting the Complainant to bear this in mind especially as the Minister appears to have gone so far off script. In addressing the actual questions raised, the HR official explains (in this email of July 5th)that a certain amount of latitude should be given to this first time Minister. The purpose of the question was a desire on the Minister’s part to move away from the job focused questions and try and get a better idea of the candidate at a personal level and the questions were raised in the context of asking candidates about outside interests such as family and hobbies. He stated that all candidates were asked about outside “interests and hobbies etc.”.. The HR officer recalled the Minister as having said (in the interview) that the details so gleaned were “irrelevant” to the selection process. He further stated that the Minister had further indicated that he was very “flexible” regarding non-work interests sometimes requiring members of his staff to leave early on occasion and this would not be an issue for the Minister. The Complainant in her evidence stated that this had not been clear at the interview In summary, the HR Officer (in the 5th of July email) does not apparently accept that anything untoward or unusual has occurred at this Interview and he remained silent on the issue of whether he should or should not have intervened. By the time the complainant received the email of July 5th, the Complainant had already proceeded with making her request for information under section 76 of the Employment Equality Act of 1998. The Complainant believed strongly that she had been discriminated against and treated in a manner unlawful under the Employment Equality Acts. The Complainant submitted the standard EE2 form on the 28th of June 2016. In particular the Complainant alleged that she was discriminated against on the ground of her Civil status and on the grounds of her Family status (grounds outlined in Section 6. (2) (c) and (d)). There was some correspondence regarding a meeting which it was proposed might be held with the Union representative, HR, the Complainant and the Minister but this process yielded nothing that was disclosed at the Adjudication hearing. In a further statement made by the Complainant in advance of this matter getting listed before the WRC (made on or about the 27th of March 2016) the Complainant did acknowledge that she may well not have been the right candidate for the position. She conceded she may well have not made the required “connection” (the word used in the email of the 5th of July) with the Minister of State. Crucially for her though, was the fact that these questions were allowed to be asked of her and she says she felt compelled to reply to them in the moment of a highly pressurized interview. The stakes were very high for her and her opportunity slipped away. The Complainant says these questions:
Which when read together with the observation “that must keep you very busy” amount to Direct Discrimination. An assumption was being made, she says, that she would be too busy to fully commit to the position she was competing for. The Complainant pointed out in her evidence, that the Minister of State’s own pre-emptive statement (“I know I shouldn’t ask you….”) amounted to an admission that the line of questioning was discriminatory on the grounds of Civil and Family status. In addition to the above, the Complainant gave compelling evidence concerning the ongoing difficulties she has within the workplace and arising out of the manner in which the interview was conducted. Not only was she not selected for the position in question but she is now the person in the workplace universally perceived (in her mind at least) to be overly sensitive to her family life. The Complainant additionally described awkwardness in meeting the HR Official and the Minister of State in the working environment. More generally the Complainant has had reason to be worried about a stalled career that had heretofore been on a successful trajectory. |
Summary of Respondent’s Case:
The Respondent opened a pre-prepared written submission and added oral evidence to these. The HR Official who had been present at the Complainant’s interview was the primary witness for and on behalf of the Respondent. It was put to me that there is no agreed process for the interviewing of the position of Private Secretary. It is such an unusual position that it is dealt with on a case by case basis. It was accepted, of course that any process would have to be fair and conducted within the acceptable norms. It was explained to me that the position is often filled without there being any competition, and a Minister may hand pick his or her Private Secretary as the circumstances might allow. This is unusual in the Civil Service and stems from the natural desirability of a Minister wanting to select a person with whom he or she can be reasonably sure he or she might have a good working relationship. A rapport must be established. In such circumstances a formal process might not have to be gone through at all. The position of Private Secretary, it was pointed out is unique in that it exists for only so long as the Minister is in situ or the Minister might otherwise indicate. It is a financially rewarding assignment but not a permanent one, and depending on the vicissitudes of political life the position may be of short duration. The Respondent witness agreed that there was commonality between the parties in relation to the evidence provided. The fact of the questions having been asked was not denied. The witness explained that the Complainant was only one of three candidates to make it to the interview stage and that this fact spoke to the impressiveness of her CV, her competency and her achievements. It was submitted that in terms of ranking the Complainant came to the interview process ranking third behind the other two Interviewees. This fact it was stated was not known to the Minister of State at the time of the Interviews. The Complainant therefore as far as the Minister was concerned, came to the interview process on an equal footing with her comparators. The Witness stated that the particular interview process cannot be graded or marked in the usual (and presumably more transparent) way. The decision to select one of the three candidates was made at the end of the round of interviews and the decision is made by the Minister and is quite simply “made in the round” per the HR Officer. There is a subjective element arising out of the Minister’s sense of which of the candidates he might best be able to work with. The point was empathically made that the Minister of State was simply trying to put the Complainant at her ease. The questions asked were not intended to be intrusive. This was intended to be a “getting to know you” exercise and nothing in particular was meant by what might ultimately be perceived by the Complainant as a deliberate manoeuvre to have certain information disclosed by her and which should otherwise be considered private and /or irrelevant. The evidence is that the Minister declared the fact finding exercise to be “irrelevant” in the course of the interview. The Complainant it was submitted should have taken some comfort from this declaration of it’s being “irrelevant” . The evidence of the Witness was that these questions were asked in a particular “context”. The Minister of State, it was submitted, was anxious that any potential member of his team would be assured that he would be as flexible as he could be with them and in particular having regard to any external and or non-work commitments that they might have. It was said in evidence that the other two candidates were also put through a similar “getting to know you” type process. It was further stated that the same three questions were not asked of the other two interviewees. I was told that the male candidate voluntarily disclosed (when asked about what he enjoyed doing in his free time) that at the weekends he likes to spend time with his son and the third candidate was not asked those three questions asked of the Complainant. The HR Witness gave evidence that he had limited notes taken as this Interview process was not comparable to the standard Civil Service type interview. The Respondent HR Witness acknowledged the obligations set down under the Employment Equality legislation and the operation of 24/2002 Diversity in the Civil Service –v- A Policy on Equality of Opportunity was confirmed. In that circular, Civil Servants are assured that their rights under the Employment Equality Acts are guaranteed and that no one will receive less favourable treatment than someone else by reason of their gender, marital or family status etc. The circular goes on to state “…the Civil Service is committed to ensuring equality of opportunity in the key resource areas. These are: -Recruitment -Promotion…(etc)” The Respondent further acknowledges and accepts the obligation to ensure that members of interview boards and those persons who might otherwise be involved in the assessment of staff for promotion or recruitment ought to have the many and varied obligations under the Employment Equality legislation specifically brought to their attention. It was submitted by the HR Officer that he had fulfilled his obligation in advance of the Interview process when he did give some guideline to the Minister of State regarding the proper conduct of the Interviews. |
Findings and Conclusions:
I have carefully considered the evidence adduced in the course of this hearing. I have also considered the submissions provided together with the documents opened to me. The Complainant has brought a Complaint against her Employer the Respondent entity and in particular pursuant to: Section 6 of the Employment Equality Act 1998 where Sub Section (1)…discrimination shall be taken to have occur where – (a) A person is treated less favourably than another person is, has been or would be treated in a comparable situation on any of the grounds specified in subsection (2)(the “discriminatory grounds”) Sub Section (2) As between any 2 persons the discriminatory grounds..are… (b) That they are of a different civil status (c) one has family status and the other does not Section 8 of the Employment Equality Act 1998 where Sub section (1) In relation to..(d) promotion or re-grading… an employer shall not discriminate an employee… It is noted that the Complainant did not submit a complaint of discrimination on the ground of Gender which might also have been applicable in the circumstances. It is worth noting that the parties are largely in agreement on what happened in the interview. It is accepted that certain questions were asked and whilst the Respondent has sought to give these questions some context or background explanation the Complainant has simply submitted that these question of themselves amounted to a Discrimination There was no clear indication that this “context” I was invited to consider as being at the heart of the Minister’s reasoning was in fact made known to the complainant in the course of the interview. The Respondent witness says it was, and has placed emphasis on the Minister’s use of the word “irrelevant”. Having drilled down into the minutiae of her personal obligations and commitments the Minister of State I find did not make it clear to the Complainant that he wanted her to understand that she would find him to be a most flexible employer. In any event, laudable as this sentiment might be, there is an underlying assumption that somebody in the Complainant’s position would require more flexibility in the position than someone with different or lesser external commitments. So, whilst the Minister of State declared the information to be “irrelevant” the information must also be seen in the context of his also having declared that the candidate’s life “must keep her very busy”. (At this point it is worth noting that there is no suggestion that the Complainant’s husband might be equally as busy as the Complainant herself). At the hearing, I was invited to consider testimonials from members of the Minister of State’s Constituency Team attesting to the fact that he is excellent to work with, and for. I do not doubt the veracity of any such testimonials though did not deem it necessary to consider them. I can understand the sentiment behind the Minister of State’s somewhat avuncular approach and I do not criticise his wish to make it known that he would be a person who could be depended upon to be flexible with a potential Private Secretary. However, it is incomprehensible that he was not advised that this could be done by way of making a simple declaration to the effect that it is his practise to be as flexible as he might reasonably be expected to be regardless of what any individual persons external commitments might be. This could have been done without reference to the individual’s own personal circumstances (whether that include a spouse, partner, child, parent or some other time consuming pastime). This could have been done without the need to drill down into the minutiae of a candidate’s home life, as happened here. It was ill-advised of the Minister of State to have so pointedly obtained information that had nothing to do with this candidate’s suitability for a position, and a position for which she had determined she was eligible to compete. I doubt very much that this HR Officer, with his clear HR experience, had he known in advance of what was going to be asked, would have sanctioned it. The Minister of State alone spoke the words and the post incident attempt to dress it up in a “Context” does not take away from the objectively Discriminatory nature of these remarks. In fact the Minister of State himself might be deemed to have acknowledged the inappropriateness of this line of questioning when he prefaced it with the comment “ .. I know I shouldn’t ask this but….” . I do therefore have some sympathy for the HR Officer who is in the difficult position of trying to keep a newly appointed Minister under some sort of advisory warning. In preparing the Minister of State for this Interview this particular line of questioning could not have been sanctioned. The HR Officer could not have known the Minister was going to ask a series of questions so out of the norm. The Complainant indicated that she would have preferred an intervention then and there. This did not happen, and I agree with the Complainant that this is regrettable. I also accept that as a consequence, the Complainant’s interview was, in her mind, derailed. Much was made of the subjective nature of this Interview. It certainly seems to have accounted for the lack of detail on the written notes made during the Interview and any deliberations and assessments made post Interview. The decision to select a final candidate was made I was told “in the round” and the decision had as much to do with interviewee personality, as competency. The Complainant, to her credit has accepted the unusual nature of this “competency based” Interview. She has, in fact, gone so far as to allow for the proposition that she may not have been the candidate that made the strongest “connection” with the Minister of State. It is understandable that the Minister of State must use this Interview time as an opportunity to assess in however small a way, the personality of the individual. It is in fact the only opportunity he gets and it is very important where the position of Private Secretary works so closely to him. The Minister is bound to want to make sure that there is scope for a general good rapport. That said, there is a positive obligation on the interviewer to demonstrate some restraint so as not to offend the principles set down in the Employment Equality Acts. It was suggested to me that the Minister had asked similar questions of the other two candidates. However there is no evidence to suggest that either of the other two witnesses were asked this particular series of questions or anything similar in nature. The Complainant was the only one of the three persons who was asked these particular questions. It also has to be noted that the other two candidates secured the two available positions and I cannot presume to know what their experience was. There is a not inconsiderable amount of case law in this area. In fact, the Minister of State’s own comments and questions are quite reminiscent of those cases that gave rise to early decisions in this area – so outmoded are these comments of his. None of the case law was opened to me. In assessing same however, I note that the trend has been for findings of Discrimination to be made even where the person in fact given the job might have been highly suitable. Simply being asked discriminatory questions are sufficient grounds for bringing a successful claim. The cases of Phelan -v- Michael Stein Travel (1999) ELR p58 and Elizabeth Barry –v- Board of Management Virgin Mary Schools DEC-E -2001-31 are both cases that illustrate this point. For the avoidance of doubt I make the finding that the questions:
Together with the observation that it “must be very busy” are Discriminatory questions and comments for the purposes of the Employment Equality Acts 1998 – 2004. They are objectively Discriminatory with a universally understood implication. The Discrimination is perpetrated on the grounds of both Civil Status and Family Status as set out in Section 6. I find the Complainant was put in a difficult situation in a job interview by reason of probing questions which went to the heart of her married and family life which historically could not be considered gender neutral questions and indirectly associated her with the task of primary homemaker and therefore not as available as other less encumbered candidates might be. I must therefore conclude that the Complainant has established facts in relation to prohibited conduct such that she has shifted the burden of proof to the Respondent to prove that there was no infringement. For the reasons outlined, I find that the Respondent has not satisfied this obligation. I am further satisfied that the interview process was tainted by the fact that these questions were raised and allowed to be raised. The same or even similar questions were not asked of the other two candidates. I do not find that the Complainant was not ultimately selected by reason of the Questions asked and answered. The Complainant was entitled to rely on the circular 24/2002 issued by the then Assistant Secretary that all civil servants can be confident that their rights under the Employment Equality Acts are guaranteed and no one will receive less favourable treatment than someone else because of their gender or Civil status or Family status. The Complainant was entitled to rely on the assertion that the Civil Service is additionally committed to ensuring that equality of opportunity in certain key areas including recruitment and promotion would be observed. |
Decision:
Section 79 of the Employment Equality Acts, 1998 – 2015 requires that I make a decision in relation to the complaint in accordance with the relevant redress provisions under section 82 of the Act.
I note that the Complainant gave relevant evidence regarding the ongoing distress she has experienced in the workplace post interview. In these circumstances, and where the Complainant has made her case under the Employment Equality Acts, I award the sum of €7,500.00 compensation for the Discriminatory Remarks and Questions. |
Dated: 25/10/17
Workplace Relations Commission Adjudication Officer: Penelope McGrath
Key Words:
Discriminatory questions. |